Markets E-Trading Risk & Controls Senior Vice President

Citibank (Switzerland) AG; New York, Northern (NY, KY); Hybrid; Confidential; Full time

Benefits offered by this job

Medical, dental & vision coverage

401(k) plan

Paid time off and holidays

Job summary

Citi is seeking a seasoned E-Trading Risk and Controls professional to join the NAM/LATAM region in New York. You will oversee RTM activities, lead market access reviews, and drive governance for E-Trading limits and controls across multiple asset classes.

You will collaborate with Compliance, Internal Audit, and Technology, acting as a subject matter expert and coordinating remediation of findings while shaping the E-Trading risk framework for a dynamic market structure.

Qualifications

• Subject matter expertise with Electronic Trading Risks, Controls and North American Market Structure.
• Experience with data analytics and visualization tools.
• Experience 10+ years in Business Risk & Controls, Compliance or Audit in Markets.

Responsibilities

• Perform Real-Time Monitoring (RTM) of electronic trading activities and investigate alerts.
• Lead market access reviews/attestation across asset classes and ensure governance.
• Design, maintain and governance of E-Trading tools and limits databases.
• Coordinate with Sales & Trading, Quant, Risk, Compliance, Technology and Operations.
• Own issue management and remediation tracking for ETRC initiatives.

Skills

Electronic Trading Risks

Controls

North American Market Structure

Data analytics

Visualization tools

Regulatory knowledge

Communication skills

Problem solving

Strategic planning

Education

Bachelor's degree

Master's degree preferred

FRM/CFA desirable

Job description

E-Trading Risk and Controls (ETRC) is a First-Line risk team which is part of the Global Markets COO function. ETRC works with Global Markets E-Trading businesses, CAOs and second-line functions to implement the E-Trading Risk Framework. Key responsibilities include: Real-Time Monitoring of Citi’s algorithmic trading activities for signs of disorderly trading from a cross-asset perspective Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Design, deliver, and maintain Market’s E-Trading Controls, such as Citi’s golden-source repository for E-Trading Strategies (algorithms)/Applications and the E-Trading limits management system. Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed).

Responsibilities

This role will report into the NAM and LATAM Head of ETRC in New York. The key responsibilities include: Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required). RTM involves monitoring and investigating relevant alerts that could indicate signs of disorderly trading. For relevant alert triggers, ETRC escape to trading desks, management and Second Line of Defense where necessary. Lead the market access reviews/attestation from a cross-asset perspective, while ensuring adherence to the market access controls and oversight protocols as required by the 15c3-5 Market Access Rule Maintain strong policy, risk management, and governance compliance structure within Electronic Trading products and flows from a cross-asset perspective Participate as the regional lead for NAM to ensure robust governance for the E-Trading limits management system while disseminating key changes and asset class implications to key stakeholders by following strong program management protocols Own the issue management workstream for the team by providing oversight of remediation plans for ETRC or Businesses (where relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit. Assist with key E-Trading initiatives and remediation of ETRC enhancement projects for the NAM region as required. Continue to innovate e-Trading risk frameworks to changing market structure dynamics and desk demands Collaborate across a diverse set of stakeholders including Sales and Trading Business Units, Quantitative Strategists, Business Unit Risk Management, Compliance, Technology and Operations. Has the ability to operate with a limited level of direct supervision. Can exercise independence of judgement and autonomy. Acts as SME to senior stakeholders and junior team members. An interest in working in a fast-paced environment, often balancing multiple deliverables at one time

Qualifications

• Subject matter expertise with Electronic Trading Risks, Controls and North American Market Structure
• Significant experience with using data analytics and various visualization tools
• 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit in a Markets Business
• Deep knowledge of E-Trading regulation and guidance and best practices
• Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
• Consistently demonstrates clear and concise written and verbal communication skills
• Effective organizational influencing skills required
• Excellent problem-solving skills
• Ability to see the big picture with high attention to critical detail
• Demonstrated ability to develop and implement strategy and process improvement initiatives.

Education

Bachelor's/University degree, Master's degree preferred FRM/CFA certification desirable

Job Family Group

Risk Management

Job Family

In-Business Risk

Time Type

Full time

Primary Location

New York New York United States

Primary Location Full Time Salary Range

$163,600.00 - $245,400.00

Salary Benefits

In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.

Most Relevant Skills

Analytical Thinking, Controls Lifecycle, Credible Challenge, Governance, Policy, Procedure, and Regulation, Risk Management Lifecycle.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Anticipated Posting Close Date

Sep 18, 2026

Automated Processing and AI

We use automated processing, including artificial intelligence, for our legitimate business interests (or our reasonable and appropriate business purposes) to identify and align the candidate's skills and abilities with a specific job opening. Additionally, if you so choose, or consent, we can match your skills and abilities to other suitable roles at Citi. Importantly, all our hiring processes and decisions, including determining your suitability for a role, are conducted, checked, and decided by individuals. Our automated processing and AI do not involve relying on automatic or autonomous decision-making. Please refer to any Jurisdictional Considerations, with specific provisions for your country (where relevant) for further details. Illinois residents – AI Notice and Right

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Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.