Market Surveillance Analyst - Investigations & Compliance

DRW Holdings, LLC; Chicago, Greenwich, New York (IL, CT, NY); In loco; USD 100.000 - 150.000; Tempo pieno

Vantaggi offerti da questo lavoro

Group medical

Pharmacy

Dental & Vision insurance

401k

Disability insurance

Life Insurance

Health Savings Account

Flexible Spending Accounts

Descrizione del lavoro

DRW Holdings, LLC is seeking a Surveillance Analyst to monitor and review trade and electronic communications across global markets. The role emphasizes detecting and investigating market abuse, designing surveillance scenarios, and maintaining rigorous audit trails.

The ideal candidate has 1.5+ years in market abuse surveillance, a background in Finance/Economics/STEM, and skills in Python, SQL, and advanced Excel. Competitive base salary with discretionary bonus is offered.

Competenze

• Bachelor's degree required in Finance, Economics or STEM.
• Minimum 1.5 years of market abuse surveillance experience.
• Proficient in Python and SQL; advanced Excel skills.
• Strong written and verbal communication skills.

Mansioni

• Monitor and review trade and electronic communications surveillance alerts across global trading activity.
• Analyze large datasets to support investigations and surveillance enhancements.
• Document findings with robust audit trails to regulatory standards.
• Escalate suspected breaches to senior compliance staff and support inquiries from Exchanges and Regulators.
• Contribute to design and testing of new surveillance scenarios and detection models.
• Draft and maintain BRDs for surveillance products.
• Perform user acceptance testing for system enhancements and configurations.
• Analyze alert performance data and recommend calibration adjustments.

Conoscenze

Python

SQL

Excel

Formazione

Bachelor's degree in Finance/Economics/STEM

Descrizione del lavoro

DRW Holdings, LLC is seeking a Surveillance Analyst to monitor and review trade and electronic communications across global markets. The role emphasizes detecting and investigating market abuse, designing surveillance scenarios, and maintaining rigorous audit trails.

The ideal candidate has 1.5+ years in market abuse surveillance, a background in Finance/Economics/STEM, and skills in Python, SQL, and advanced Excel. Competitive base salary with discretionary bonus is offered.