Global Market Surveillance Specialist

Cumberland; Greenwich (CT); On-site; USD 100,000 - 150,000; Full time

Benefits offered by this job

Medical insurance

Dental and vision

401k with discretionary match

Life and disability insurance

Job summary

DRW is a diversified trading firm with decades of experience leveraging technology and people to operate globally. The Surveillance & Investigations role monitors trade activity and compliance across asset classes, with a strong audit trail and regulatory focus.

You will analyze large datasets, design surveillance scenarios, and escalate breaches to senior staff. The package includes a competitive base salary plus discretionary bonus and comprehensive benefits.

Qualifications

• Bachelor's degree in Finance, Economics, and/or STEM.
• Minimum 1.5 years of experience in market abuse surveillance.
• Working knowledge of Python and SQL; advanced Excel skills.
• Excellent written and verbal communication skills.

Responsibilities

• Monitor and review trade and electronic communications surveillance alerts across global trading activity.
• Analyze large datasets to support investigations and surveillance enhancements.
• Document investigation findings with a robust audit trail to regulatory standards.
• Escalate suspected breaches to senior compliance staff and support inquiries from exchanges, regulators, and internal stakeholders.

Skills

Python

SQL

Excel

Communication

Education

Bachelor's degree in Finance, Economics, or STEM

Job description

DRW is a diversified trading firm with decades of experience leveraging technology and people to operate globally. The Surveillance & Investigations role monitors trade activity and compliance across asset classes, with a strong audit trail and regulatory focus.

You will analyze large datasets, design surveillance scenarios, and escalate breaches to senior staff. The package includes a competitive base salary plus discretionary bonus and comprehensive benefits.