Managing Associate / Financial Advisor (Dallas)

Spectrum Financial Group; Dallas (TX); Hybrid; USD 70,000 - 90,000; Full time

Benefits offered by this job

Advanced technology platforms

Comprehensive client solutions

Concierge-level operational support

Strategic alliance programs

Job summary

A financial advisory firm in Dallas, Texas, is seeking a Managing Associate / Financial Advisor to grow a personal client practice while mentoring new advisors. The ideal candidate will have 3–5 years of experience, active Series 7 and Series 66 licenses (or be willing to obtain them). This role supports entrepreneurial professionals through advanced technology and operational support, enabling an impactful advisory career with significant growth potential.

Qualifications

• 3–5 years of experience as a financial advisor or planner.
• Active Series 7 and Series 66 licenses (or willingness to obtain).

Responsibilities

• Grow and manage a personal client practice focused on holistic financial planning.
• Recruit, coach, and develop a select group of advisors and support staff.
• Build and execute strategic business plans for sustainable growth.
• Serve as a trusted advisor to clients, delivering customized investment, insurance, and retirement strategies.
• Leverage technology and data-driven insights to enhance client outcomes.

Skills

Holistic financial planning

Coaching and developing advisors

Building strategic business plans

Customized investment strategies

Utilization of technology for client outcomes

Job description

Managing Associate / Financial Advisor

Firm: Spectrum Financial Group

Location: Flexible / Hybrid

Overview

Are you an established financial advisor who has built a successful practice and is ready to take the next step into leadership? Spectrum Financial Group is seeking experienced advisors who are motivated to grow their business while developing and mentoring a team. This role is ideal for entrepreneurial professionals who want the autonomy to run their practice with the backing of a forward‑thinking organization.

Key Responsibilities

• Grow and manage a personal client practice focused on holistic financial planning
• Recruit, coach, and develop a select group of advisors and support staff
• Build and execute strategic business plans for sustainable growth
• Serve as a trusted advisor to clients, delivering customized investment, insurance, and retirement strategies
• Collaborate with internal specialists to deliver advanced planning solutions
• Leverage technology and data‑driven insights to enhance client outcomes
• Represent the firm’s values through leadership, professionalism, and integrity

What We Provide

• Advanced technology platforms designed to streamline and scale your practice
• Broad access to investment, protection, and retirement offerings with the ability to influence product development
• Integrated insurance marketplace for comprehensive client solutions
• Specialized business owner planning processes to expand your advisory impact
• Concierge‑level operational support, including underwriting, new business, compliance, and advanced case design
• Access to experienced investment, trust, and estate planning specialists
• Strategic alliance programs with financial institutions and professional centers of influence

Our Partnership Values

• Innovation: Ongoing investment in modern tools and infrastructure
• Flexibility: The freedom to build your business your way
• Influence: An opportunity to create lasting impact for clients and communities
• Voice: A culture that values your ideas and experience
• Clarity: Transparent communication and expectations
• Support: A clear, guided path to achieving your professional vision

Preferred Qualifications

• 3–5 years of experience as a financial advisor or planner
• Active Series 7 and Series 66 licenses (or willingness to obtain)

Ready to Explore What’s Next?

If you’re an entrepreneurial advisor ready to accelerate your growth and step confidently into leadership, we invite you to connect with us to explore a smooth transition and long‑term partnership with Spectrum Financial Group.