Manager, Retirement Plan Services Compliance Team

NBT Bank; New York (NY); On-site; USD 90,000 - 121,000; Full time

Job summary

NBT Bank is looking for a Manager for their Retirement Plan Services Compliance Team. This role involves managing and mentoring consultants, developing policies, and ensuring compliance with ERISA and DOL regulations. The successful candidate will have a strong leadership background and relevant educational credentials, along with excellent communication and problem-solving skills.

Benefits

Generous Paid Time Off: At least 22 days annually.

Parental Leave: Six weeks of paid leave at 100% salary.

Comprehensive Medical Coverage.

Flexible Spending Accounts.

Life Insurance: Employer-paid basic life insurance.

Retirement Plans: 401(k) with employer matching.

Tuition Reimbursement.

Qualifications

• Five (5) years’ experience or equivalent combination of education and experience.
• Demonstrated Leadership experience preferred.

Responsibilities

• Manage consultants including reviewing work and problem solving.
• Develop and implement policies and procedures.
• Mentor and assist Retirement Plan Consultants.

Skills

Communication

Problem Solving

Leadership

Supervision

Knowledge of ERISA, IRS & DOL regulations

Excel

Education

Bachelor's degree

ASPPA QKA or other industry designations (such as NIPA or CEBS)

Job description

Manager, Retirement Plan Services Compliance Team (TPA Experts)

Join to apply for the Manager, Retirement Plan Services Compliance Team (TPA Experts) role at NBT Bank

Manager, Retirement Plan Services Compliance Team (TPA Experts)

1 week ago Be among the first 25 applicants

Join to apply for the Manager, Retirement Plan Services Compliance Team (TPA Experts) role at NBT Bank

Pay Range: $90,516.00 - $120,711.00

Responsible for managing the consultants including reviewing work, problem solving, creating efficient workflow processes, coaching, and developing staff and coordinating activities between Administrators and Consultants. Collaborates with other managers in making company decisions and developing policies as they relate to the Plan Administrators and the company.

Education and Experience:

• Bachelor's degree and five (5) years’ experience or equivalent combination of education and experience. ASPPA QKA or other industry designations (such as NIPA or CEBS) required. Demonstrated Leadership experience preferred.
  
  

Skills and Abilities:

• Ability to communicate effectively with team members and throughout the firm and externally with Clients, service providers, custodians/platform representatives and advisors.
• Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists.
• Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form.
• Ability to supervise others effectively, handle multiple tasks, work independently, and meet the daily and periodic deadlines of all work assigned.
• Must possess an advanced knowledge of ERISA, IRS & DOL regulations.
• Must also have excellent people and communication skills and the ability to manage through multiple and sometimes competing priorities.
• Ability to read and interpret documents such as procedure manuals, technical procedures, plan documents and reports.
• Strong ability to prepare excel spreadsheets and reports.
  
  

Tasks Performed:

• 45% Manage Consultants & Supervisors (if applicable) with the coordination of workflows and issue resolutions.
• 25% Develop and implement policies and procedures to ensure efficiencies.
• 15% Mentor and assist Retirement Plan Consultants.
• 10% Support and collaborate with other members of the management team.
• 5% Other duties as assigned including assisting other teams as needed.
  
  

Physical Requirements:

• Communicate effectively with internal and/or external customers
• Stationary 75% of time or greater
• Move Objects to Maximum 10 lbs
  
  

Benefits for Full-Time Employees:

• Generous Paid Time Off: At least 22 days annually, prorated in the year of hire.
• Parental Leave: Six weeks of paid leave at 100% of your salary.
• Comprehensive Medical Coverage: Includes employer contributions to HSA for High Deductible Health Plan participants.
• Dental and Vision Coverage: Ensuring your overall health and well-being.
• Flexible Spending Accounts: For healthcare and dependent care expenses.
• Employer-Paid Disability Coverage: Both short-term and long-term, with an option to purchase additional long-term coverage.
• Life Insurance: Employer-paid basic life insurance, with an option to purchase supplemental coverage.
• Voluntary Benefits: Including hospital, accident, and critical illness coverage.
• Retirement Plans:Benefit from a 401(k) plan with employer matching, an optional Roth 401(k), and a pension plan to help secure your future.
• Adoption Assistance: Supporting your growing family.
• Tuition Reimbursement: Invest in your education and career growth.
• Employee Assistance Program (EAP): Access to support and resources.
• Financial and Banking Services: Various benefits and financial planning assistance.
  
  

Benefits for Part-Time Employees Working 20+ Hours/Week:

• Medical Coverage: Includes employer contributions to HSA for High Deductible Health Plan participants.
• Generous Parental Leave: Six weeks of paid leave at 100% of your salary.
  
  

Benefits for All Part-Time Employees:

• Retirement Plans: Benefit from a 401(k) plan with employer matching, an optional Roth 401(k), and a pension plan for employees who work at least 1,000 hours in a calendar year, all designed to help secure your future
• Paid Sick and Safe Leave: For your health and safety.
• Employee Assistance Program (EAP): Access to support and resources.
• Financial and Banking Services: Various benefits and financial planning assistance.
  
  

Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or assume sponsorship of an employment Visa at this time.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

• Industries

  Banking

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