Manager Research / Investment Oversight Analyst

Principal Financial Services, Inc.; Tennessee; Hybrid; USD 67,000 - 110,000; Full time

Job summary

Join a forward-thinking company as an Analyst in the Investment & Platform Oversight team, where you will play a crucial role in investment due diligence and manager oversight. This dynamic position offers the chance to engage with both qualitative and quantitative analyses, ensuring compliance and supporting investment oversight initiatives. You'll collaborate with internal partners while utilizing advanced tools like FactSet and Morningstar Direct. With a hybrid work arrangement, you can enjoy flexibility while contributing to a mission-driven firm dedicated to making financial security accessible to all. If you have a passion for capital markets and a desire to grow in the investment field, this opportunity is perfect for you.

Benefits

Flexible Time Off

Comprehensive Benefits

Professional Development Opportunities

Qualifications

• 1+ years of experience in investment analysis or due diligence.
• Strong understanding of investment vehicles and market conditions.

Responsibilities

• Assist with investment due diligence and reporting for internal partners.
• Monitor investment portfolios for compliance with guidelines.

Skills

Investment Analysis

Due Diligence

Data Analysis

Research Skills

Time Management

Communication Skills

Education

Bachelor's degree in Finance or Economics

Tools

FactSet

Morningstar Direct

Excel

Word

PowerPoint

Job description

What You'll Do

We are looking for an Analyst to join our Investment & Platform Oversight (IPO) team! The IPO team is responsible for investment due diligence and manager oversight across Principal’s global mutual fund, collective investment trust, UCIT and life insurance separate account platforms.

The Analyst role is multi-faceted, though the primary responsibility is to assist with IPO’s due diligence and reporting accountabilities. This includes participation in the monitoring and evaluation of internal and external investment managers and leading the team’s efforts in the production and efficient use of data via FactSet and Morningstar Direct, third-party analytical tools.

Specially, you will have an opportunity to:

• Research and compile qualitative and quantitative information, conduct investment performance and risk analysis,
• Prepare and execute the team’s quarterly reporting accountabilities for internal partners and governance boards
• Monitor investment portfolios daily to ensure compliance with the Investment Guidelines
• Develop an in-depth knowledge of existing tools that supports the team’s investment manager research functions
• Lead projects, process reviews and/or system enhancements that support investment oversight initiatives
• Contribute to investment analysis reviews and investment manager dashboards / scorecards.
• Establish relationships with and respond to data requests from internal partners

Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!

Principal Asset Management, a subsidiary of Principal Financial group, offers global asset management expertise across a diverse set of traditional and alternative asset classes. Check us out at www.principalam.com!

Who You Are

• Bachelor's degree or equivalent experience in business or related field, preferably with a major in finance or economics
• Passion for the capital markets, with an understanding of investment vehicles (mutual funds, ETFs, sub-advisory, etc) and knowledge of current economic and financial market conditions
• Ability to efficiently research, compile, and analyze information in a deadline driven environment
• Intellectual curiosity, eagerness to learn and strong attention to detail.
• Collaborative and adaptive in a work environment that is both independent and team based, to execute across a wide spectrum of accountabilities.

Skills That Will Help You Stand Out

• 1+ years of due diligence, manager research and/or investment analytical experience
• Software aptitude and literacy, particularly with Excel, Word and PowerPoint, experience with FactSet and Morningstar Direct
• Strong time management, prioritization and organizational skills to manage multiple priorities and deadlines.
• Track record of motivated work approach and demonstrated ability to learn quickly. Ability to act with independent judgment
• Career aspirations or in-pursuit of becoming a CFA charter holder
• Excellent written, oral, and interpersonal communication skills

Location: This position will be in Des Moines Iowa or Chicago IL and will benefit from a hybrid work arrangement, with an average of 3 days a week onsite.

Peek inside the Principal campus - YouTube

Salary Range Information

Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.
Salary Range (Non-Exempt expressed as hourly; Exempt expressed as yearly)

$67500 - $110000 / year
Time Off Program

Flexible Time Off (FTO) is provided to salaried (exempt) employees and provides the opportunity to take time away from the office with pay for vacation, personal or short-term illness. Employees don’t accrue a bank of time off under FTO and there is no set number of days provided.
Pension Eligible

No
Additional Information

Work Authorization/Sponsorship

At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.

Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Investment Code of Ethics

For Principal Asset Management positions, you’ll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Experience Principal

At Principal, we value connecting on both a personal and professional level. Together, we’re imagining a more purpose-led future for financial services – and that starts with you. Our success depends on the unique experiences, backgrounds, and talents of our employees. And we support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted to protect their physical, financial, and social well-being. Check out our careers site to learn more about our purpose, values and benefits.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Posting Window

We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.
Original Posting Date

5/9/2025
Most Recently Posted Date

5/9/2025