Manager II, Investigations Diligence and Compliance - Specialist

Kroll; New York (NY); On-site; USD 90,000 - 200,000; Full time

Job summary

Kroll is seeking a Manager II to oversee financial crime advisory engagements in New York. The role includes leading transaction monitoring reviews, documenting investigations, and managing compliance projects within a results-driven team environment. Ideal candidates will possess strong analytical skills and relevant experience in the financial crime compliance sector.

Qualifications

• 5+ years in Financial Crime/AML Compliance.
• Experience with Transaction Monitoring and Alert Mitigation.
• Demonstrated knowledge of banking and compliance systems.

Responsibilities

• Lead reviews of client transaction alerts and document SAR decisions.
• Conduct periodic updates on Know Your Customer files.
• Review BSA/AML Program documentation.

Skills

Transaction Monitoring

Watch List Filtering

Analytical Skills

Attention to Detail

Project Management

Interpersonal Skills

Effective Communication

Education

Bachelor's Degree in Relevant Field

Job description

Manager II, Investigations Diligence and Compliance - Specialist

Investigations

Investigations | New York, United States | 21012373

We are looking for a Manager II to support and oversee financial crime advisory engagements. Financial crime advisory candidates should have a clear understanding of the Bank Secrecy Act, and its execution in business-as-usual activities at financial institutions. Responsibilities for financial crime advisory projects will include the mitigation of transaction monitoring alerts, mitigation of watch list filtering alerts, and mitigation of blockchain alerts. In addition, the Manager II will be responsible for overseeing other financial crime advisory projects as part of a team that may include: Transaction Monitoring Model Validations, AML Program reviews, and Know Your Customer assignments. Specific responsibilities may include:

Day-to-day Responsibilities:

• Conduct and lead review of client/transaction activity alerts generated by the automated transaction monitoring system.
• Reviewing escalations of potentially suspicious activity.
• Review and investigate transaction patterns utilizing the transaction monitoring tool, internal Customer Due Diligence tool and third-party sources.
• Document investigation steps performed, recommend cases for SAR/No SAR decisions, and document the rationale for the ultimate decision reached.
• Conduct and lead reviews of Know Your Customer files for periodic updates.
• Conduct reviews of policy and procedure documentation supporting a robust BSA/ AML Program.
• 5+ years of experience within the Financial Crime/ AML Compliance Industry.
• Demonstrated experience with Transaction Monitoring, Watch List Filtering alert mitigation.
• Demonstrated experience and knowledge of banking and compliance systems.
• Demonstrated experience working in a results-driven environment within a team environment.
• Strong organizational, interpersonal, and presentation skills.
• Effective communication, and customer service skills.
• Strong analytical, attention to detail, organizational, and core project management skills.

Preferred skills:

• Prior professional services/consulting firm experience

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with innovative technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you will contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore, and maximize our clients’ value? Your journey begins with Kroll.

To be considered for a position, you must formally apply via careers.kroll.com.

We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.

Salary range for this position is $90,000 - $200,000 USD

Kroll is headquartered in New York with offices around the world.

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