Manager - Consumer Compliance Consulting (Global Banks)

RSM US LLP; New York (NY); On-site; USD 97,000 - 197,000; Full time

Job summary

Join a forward-thinking company as a Manager in Regulatory Compliance, where you will play a pivotal role in enhancing consumer compliance programs for financial institutions. This position offers the opportunity to manage assessments, develop compliance policies, and build strong client relationships. With a commitment to professional growth and a diverse work environment, you will thrive in a culture that values your contributions. If you have a passion for compliance and a desire to make a difference in the financial services industry, this role is perfect for you.

Benefits

Flexible Scheduling

Competitive Benefits Package

Commitment to Diversity and Inclusion

Qualifications

• 6+ years in consumer compliance or financial services.
• Experience with regulatory bodies like FDIC and CFPB.

Responsibilities

• Manage assessments covering regulatory consumer compliance.
• Develop compliance policies and conduct audits.

Skills

Consumer Compliance

Regulatory Knowledge

Leadership Skills

Analytical Skills

Client Service

Education

Bachelor's Degree in a related field

Advanced Degree (JD, MBA)

Job description

We are the leading provider of professional services to the middle market globally. Our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our culture, talent experience, and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally. There's no one like you, and that's why there's nowhere like RSM.

Position Description

RSM is currently seeking a strong Consumer Compliance professional to join a fast-growing team focused on providing our clients with critical assistance in developing and maintaining compliance with financial institutions regulations.

As a Manager in RSM's Regulatory Compliance group, you will be a key participant in the following activities:

1. Manage and deliver assessments and other services covering regulatory consumer compliance for banks and other financial institutions.
2. Evaluate the current state of the compliance program, identify deficiencies, and provide advice to strengthen the consumer compliance program.
3. Develop and implement compliance policies and controls.
4. Conduct independent testing or audits of all aspects of the client's compliance program and suggest improvements for governance, monitoring, training, and testing.
5. Respond to enforcement actions by developing and executing corrective action plans that ensure a sustainable compliance program aligned with regulatory expectations and industry standards.
6. Develop strong relationships with existing and prospective clients in banking and financial services, providing high-quality, timely client service.
7. Manage engagements, including planning, execution, review, reporting, and risk assessment.
8. Communicate review processes, conclusions, and process improvements to clients.
9. Stay updated on industry regulation changes and enhance your professional competency through continuing education and certifications.

Position Qualifications

1. Minimum of 6+ years of experience in consumer compliance, legal, or control functions within a consulting firm or financial services industry.
2. Experience with regulatory bodies (e.g., FDIC, CFPB, OCC) preferred.
3. Extensive knowledge of compliance risks and regulations (e.g., REG B, C, Z, RESPA, HMDA, OFAC).
4. Experience in designing and implementing compliance programs.
5. Relevant certifications (e.g., CRCM, CIA, CCBCO) required.
6. Excellent communication, leadership, analytical, and client service skills, with the ability to present to senior stakeholders.
7. Ability to work independently with sound judgment.
8. High ethical standards.
9. Bachelor's degree in a related field; advanced degree (JD, MBA) preferred.
10. Willingness to travel.
11. Staff management experience.
12. Strong organizational and time management skills.

At RSM, we offer a competitive benefits and compensation package, flexible scheduling, and a commitment to diversity and inclusion. Learn more about our total rewards at our benefits page.

We are an equal opportunity employer and provide accommodations for applicants with disabilities. For assistance, contact us at 800-274-3978 or [e-mail].

Note: We do not hire entry-level candidates requiring sponsorship now or in the future. Recent graduates with 1-2 years of relevant experience may be considered as experienced associates.

Our background check process complies with applicable laws, including the Fair Chance Act and related ordinances. Salary ranges are indicative and based on experience, skills, and location. The role offers a discretionary bonus based on performance.

Compensation Range: $97,700 - $196,400