Life Insurance Compliance Strategist

Sammons Financial Group Companies; West Des Moines (IA); On-site; USD 50,000 - 93,000; Full time

Benefits offered by this job

Health coverage

ESOP program

401(k)

Friday afternoons off

Paid time off

Job summary

The Compliance Consultant role at Sammons Financial Group supports life insurance regulatory examinations, MCAS filings, and change management. You will research applicable laws, assess impact, and guide business partners while ensuring exam readiness and timely responses.

Ideal candidates have strong writing, Excel proficiency, attention to detail, and a background in life insurance compliance. Some travel up to 5% is possible.

Qualifications

• Bachelor's Degree business or related field preferred or equivalent business experience.
• Juris Doctorate degree preferred.
• 3-4 years' relevant compliance, internal audit or equivalent experience preferred.
• Working knowledge of life and annuity products and insurance operations.
• Strong analytical skills with ability to organize and synthesize information.
• Excellent interpersonal and customer service skills.
• Excellent written and verbal communication skills; detail oriented.
• Advanced computer skills including Word, Excel and Adobe Acrobat; minimal travel up to 5%.

Responsibilities

• Receive, review, and research regulations to ensure compliance in policies and practices for Life and Annuity.
• Collaborate with senior staff on regulatory responses and investigations; attend meetings as needed.
• Assist in policy development, process reviews, and implementation of corrective actions.
• Build relationships with regulators and business partners to address issues and changes.
• Research and address Red Flag issues and train staff on new laws and regulations.
• Maintain the Legislative Briefing Database and ensure documentation is current.
• Support Market Conduct Exams data gathering, testing, and responses.
• Commit to Sammons Financial Group values and adhere to attendance expectations.

Skills

Research skills

Writing skills

Attention to detail

Analytical thinking

Interpersonal skills

Communication skills

Independent work

Team collaboration

Education

Bachelor's Degree in Business or related field

Juris Doctorate (JD)

Tools

Microsoft Word

Microsoft Excel

Adobe Acrobat

Job description

The Compliance Consultant role at Sammons Financial Group supports life insurance regulatory examinations, MCAS filings, and change management. You will research applicable laws, assess impact, and guide business partners while ensuring exam readiness and timely responses.

Ideal candidates have strong writing, Excel proficiency, attention to detail, and a background in life insurance compliance. Some travel up to 5% is possible.