Licensing Path to Wealth Advisor Role

LPL Financial LLC; Tempe (AZ); On-site; USD 30,000 - 51,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC is offering an Advisor Licensing Program in the United States. The six‑month program trains aspiring Financial Advisors in relationships, planning, and investment solutions, with licensure support (SIE, Series 7, 66) and coaching to join the Wealth Advisors Group.

Graduates may support a growing book of 120,000+ clients as Associates. The role emphasizes service quality, teamwork, and a path to independent advisory work through license attainment.

Qualifications

• Bachelor’s degree or equivalent required.
• High integrity and detail oriented with risk awareness.
• Excellent communication and strong business writing skills.
• Passion for financial services and client service.
• Organize with time and pass multiple FINRA exams.

Responsibilities

• Licensure testing: pass SIE, Series 7, 66 within 120 days.
• Training: hands‑on training in investment products and planning.
• Customer service: manage client relationships and inquiries.
• Book maintenance: keep a 120,000+ client book compliant and active.
• Financial planning: collect data, build and monitor solutions.
• Investment solutions: understand accounts, products and markets.

Skills

Client relationships

Financial planning

Investment solutions

Consultative selling

Effective communication

Licensing exams

Education

Bachelor's degree or equivalent

FINRA licensing knowledge

Job description

LPL Financial LLC is offering an Advisor Licensing Program in the United States. The six‑month program trains aspiring Financial Advisors in relationships, planning, and investment solutions, with licensure support (SIE, Series 7, 66) and coaching to join the Wealth Advisors Group.

Graduates may support a growing book of 120,000+ clients as Associates. The role emphasizes service quality, teamwork, and a path to independent advisory work through license attainment.