Licensed Wealth Management Client Services Associate

Citi Group; Fountain Valley (CA); On-site; USD 58,000 - 104,000; Full time

Job summary

Citi in Fountain Valley, CA is seeking a Licensed Client Service Associate to support wealth management services under Banker guidance. The role emphasizes client service, risk awareness, and adherence to regulatory standards in day-to-day interactions.

You'll develop knowledge of investments, banking and credit products while coordinating with banker teams to meet client needs. Strong communication, organization, and problem-solving skills are essential for success in this client-facing role.

Qualifications

• 2-5 years relevant experience
• Ability to manage multiple concurrent deadlines with strong organizational and time management skills per the needs of banker teams and clients
• Ability to problem solve and analyze data with demonstration of attention to detail
• Strong verbal and written communication skills
• Client facing experience; strong background and interest in the fields of operations and compliance; previous sales referral experience Knowledge of investments, banking, and credit products
• US: Licenses: Series 7/63 or 7/66 required

Responsibilities

• Deliver wealth management services to clients with guidance from the Banker teams.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Skills

Verbal communication

Written communication

Attention to detail

Problem solving

Client facing experience

Education

Bachelor's degree or equivalent

Job description

Citi in Fountain Valley, CA is seeking a Licensed Client Service Associate to support wealth management services under Banker guidance. The role emphasizes client service, risk awareness, and adherence to regulatory standards in day-to-day interactions.

You'll develop knowledge of investments, banking and credit products while coordinating with banker teams to meet client needs. Strong communication, organization, and problem-solving skills are essential for success in this client-facing role.