Licensed Investment Sales Assistant

Lateral Sands Pty; Town of Sodus (NY); On-site; USD 25,000 - 30,000; Full time

Benefits offered by this job

401k match

Paid time off

Health insurance options

Branded apparel

And much more!

Job summary

Reliant Credit Union in Sodus, NY is seeking a Licensed Sales Assistant to serve as the primary contact for client inquiries, process requests, schedule meetings, and maintain records. This hourly, non-exempt role requires regulatory licenses and a customer-focused approach.

The successful candidate will have a high school diploma, 2+ years in financial services, and licenses (Series 7, 6, 66, 63, 65, and NYS Insurance). Strong communication and CRM/MS Office proficiency are essential.

Qualifications

• High school diploma or equivalent.
• 2+ years of experience in financial services, preferably in investment sales or advisory capacity.
• Series 7,6, 66, 63, 65, and NYS Insurance licenses required.
• Proficiency with financial software, CRM systems, and Microsoft Office Suite.
• Excellent oral and effective written communication skills.
• Must be well organized and willing to work independently in a multi-task environment.
• Excellent interpersonal skills with the ability to motivate and influence others, to gain cooperation and trust, and to work effectively with diverse groups of people.

Responsibilities

• Serves as the primary point of contact for client inquiries, account maintenance, and service-related issues.
• Processes and follow up on client requests, including account transfers, withdrawals, and updates.
• Schedules and confirms client meetings, prepare necessary documentation, and ensure prompt follow-up.
• Maintains accurate client records and ensure compliance with policies and regulatory standards.
• Manages calendars, correspondence, and documentation for the investment sales team.

Skills

Financial services experience

Communication skills

Organizational skills

Education

High school diploma or equivalent

Tools

CRM software

Microsoft Office

Job description

Reliant Credit Union in Sodus, NY is seeking a Licensed Sales Assistant to serve as the primary contact for client inquiries, process requests, schedule meetings, and maintain records. This hourly, non-exempt role requires regulatory licenses and a customer-focused approach.

The successful candidate will have a high school diploma, 2+ years in financial services, and licenses (Series 7, 6, 66, 63, 65, and NYS Insurance). Strong communication and CRM/MS Office proficiency are essential.