Licensed Investment Representative

trainwell; Suitland (MD); Remote; USD 60,000 - 75,000; Full time

Benefits offered by this job

Base salary of $60,000–$75,000

Commission structure

Paid time off

Remote work flexibility

Job summary

An insurance agency is seeking a Licensed Investment Representative to manage mutual fund investments and build long-term relationships with clients. This remote position requires SIE, Series 6, and Series 63 licenses, along with prior investment experience. Responsibilities include client consultations, portfolio management, and compliance adherence. The role offers a base salary of $60,000–$75,000 annually, along with commission on sales and remote work flexibility.

Qualifications

• Must possess SIE, Series 6, and Series 63 licenses.
• Experience with mutual fund investments required.
• Self-motivated and able to work independently.

Responsibilities

• Conduct investment consultations with clients.
• Recommend and manage mutual fund products.
• Educate clients on market conditions.
• Maintain accurate transactional records.

Skills

Investment management

Communication

Relationship building

Compliance

Job description

About The Role

We’re looking for a Licensed Investment Representative to join a growing insurance agency. This is a remote position where you’ll work directly with clients to recommend and manage mutual fund investments, build long‑term financial relationships, and help families secure their financial futures. If you’re licensed, experienced, and hungry to grow — this is for you.

About Trainwell

Trainwell is a premier sales training and coaching platform built exclusively for insurance professionals. We help agencies and their teams sharpen their skills, close more business, and build sustainable growth through hands‑on coaching, world‑class training content, and AI‑powered sales tools. When you join an agency backed by Trainwell, you’re joining a team that invests in your development from day one.

Key Responsibilities

• Conduct investment consultations with clients to assess financial goals, risk tolerance, and investment timelines.
• Recommend and sell mutual fund products aligned with each client’s needs and objectives.
• Manage and review existing investment portfolios, providing ongoing guidance and rebalancing recommendations.
• Educate clients on investment options, market conditions, and long‑term wealth‑building strategies.
• Maintain compliance with all FINRA regulations, company policies, and state licensing requirements.
• Generate new business through referrals, agency cross‑selling, and proactive client outreach.
• Collaborate with the agency team to identify investment opportunities within the existing book of business.
• Maintain accurate records of all transactions, client interactions, and compliance documentation.

Requirements

• SIE (Securities Industry Essentials) — Required.
• Series 6 (Investment Company/Variable Contracts Products Representative) — Required.
• Series 63 (Uniform Securities Agent State Law) — Required.
• Prior experience investing and managing mutual funds — Required.
• Strong understanding of investment products, financial planning principles, and suitability standards.
• Excellent communication and relationship‑building skills.
• Self‑motivated with the ability to work independently in a remote environment.
• Detail‑oriented with strong organizational and compliance habits.

Preferred Qualifications

• Series 65 or Series 66 license.
• Experience working within a captive insurance agency model.
• Background in insurance and financial services cross‑selling.

Benefits

• Base salary: $60,000–$75,000 annually.
• Commission structure on all investment sales (uncapped earning potential).
• Paid time off (PTO).
• Remote work flexibility.