Legal Analyst

Paralel Technologies; Denver (CO); Hybrid; USD 80,000 - 120,000; Full time

Benefits offered by this job

Medical benefits

Parental leave

Life & disability insurance

Voluntary benefits

401(k) match

Unlimited PTO

Tuition reimbursement

On-site gym

Flexible work

Culture and teamwork

Job summary

Paralel Technologies is a Denver-based FinTech firm redefining the back-office relationship for asset managers. We seek a Legal Analyst to support mutual funds, ETFs, and closed-end funds, and to assist the compliance program for our registered investment adviser.

This role follows a hybrid schedule based out of our Denver, CO office. You will provide ongoing legal and compliance support, serve as a primary client contact for funds, and prepare SEC filings while contributing to board meetings

Qualifications

• Bachelor’s degree, paralegal certification, or equivalent work experience.
• 1+ year of relevant experience in investment management, corporate governance, 1940 Act compliance, securities, or related areas.
• Familiarity with investment industry terminology or a willingness to learn.
• Strong written and verbal communication skills with diverse audiences.
• Excellent attention to detail, organization, and ability to manage multiple priorities.
• Proficiency in Microsoft Office and comfort learning new technology.
• Ability to collaborate effectively while independently managing projects.

Responsibilities

• Provide ongoing legal and compliance support to internal teams, clients, and other business partners.
• Serve as primary client contact, overseeing day-to-day legal operations of client funds.
• Prepare and manage SEC filings: Forms N-1A, N-2, N-CSR, N-PX, DEF 14A.
• Support fund board meetings by preparing materials, attending meetings, and drafting minutes.
• Assist with the registered investment adviser compliance program, including policies and regulatory calendars.
• Monitor regulatory developments from the SEC, FINRA, and other agencies and communicate updates.
• Conduct legal research, compile data, and guide team members, contributing leadership.

Skills

Paralegal Certification

Investment Knowledge

Written Communication

Project Management

Detail Oriented

Microsoft Office

Education

Bachelor’s degree

Job description

Paralel Technologies is a FinTech firm redefining the relationship between asset managers and their back office.We are the future of the back office, using next-generation technology and old school relationship-driven culture to redefine the value proposition for our clients.

Role Overview

Paralel is seeking a Legal Analyst to join our Legal team. The right candidate will be able to provide ongoing legal support for a variety of mutual fund, exchange-traded fund and closed-end fund clients, as well as support the operations of the firm’s registered investment adviser’s compliance program. This position follows a hybrid work schedule based out of our Denver, CO office.

Job Responsibilities

• Provide ongoing legal and compliance support to internal teams, clients, and other business partners.
• Serve as a primary client contact, overseeing the day-to-day legal operations of client funds.
• Prepare and manage SEC regulatory filings, including Forms N-1A, N-2, N-CSR, N-PX, and DEF 14A.
• Support fund board meetings by preparing materials, attending meetings, and drafting minutes.
• Assist with the registered investment adviser compliance program, including maintaining policies, procedures, and regulatory calendars.
• Monitor regulatory developments from the SEC, FINRA, and other agencies and communicate relevant updates.
• Conduct legal research, compile data, guide team members, and contribute expertise through leadership opportunities.

Skills and Qualifications

• Bachelor’s degree, paralegal certification, or equivalent work experience.
• At least one year of relevant experience in investment management, corporate governance, 1940 Act compliance, securities, or matters involving the Investment Company Act or Investment Advisers Act preferred.
• Familiarity with investment industry terminology or a willingness to learn.
• Strong written and verbal communication skills, including the ability to work effectively with clients and diverse internal and external audiences.
• Excellent attention to detail, organization, and ability to manage multiple priorities.
• Proficiency in Microsoft Office and comfort learning new technology.
• Ability to collaborate effectively while independently managing projects with minimal supervision.

Compensation Range

$80,000 - $120,00

Final compensation for this role will be determined by various factors, such as knowledge, skills, and abilities.

Other Compensation

Performance bonus eligible

Our benefits reflect our commitment to investing in your health, career, and future.

• Competitive medical, dental, and vision benefits with generous employer contributions
• Paid parental leave
• Company-paid life and disability insurance
• Voluntary supplemental benefits to fit your needs
• 401(k) with employer match
• Unlimited paid time off and 10 paid holidays
• Tuition reimbursement to support professional growth
• On-site gym and yoga studio
• Flexible work environment
• A collaborative, values-driven culture focused on service, teamwork, and community

Application Deadline

August 31, 2026

Paralel Technologies LLC is an equal opportunity employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.