Lead Financial Institutions Examiner

State of Nevada (NV); Las Vegas (NV); On-site; USD 90,000 - 130,000; Full time

Job summary

The Department of Business and Industry in Las Vegas is seeking a Financial Institutions Examiner 3 to lead examinations of financial institutions. You will coordinate team assignments, train staff, and analyze complex financial data to produce Reports of Examination for regulatory partners and institution boards.

Responsibilities include managing examination processes, presenting findings to management, and enforcing licensing and regulatory compliance across depository, trust, lending, and

Qualifications

• Bachelor's degree in business administration, accounting, economics, finance, or related discipline and two years of increasingly responsible professional experience conducting audits and/or examining financial records and reports; OR one year of experience as a Financial Institutions Examiner II in Nevada State service; OR an equivalent combination of education and experience as described above.
• Review an institution's prior examinations, correspondence and documents on file in order to become familiar with the nature of the institution and to develop an exam plan.
• Ensure compliance with regulatory licensing requirements for various types of financial entities, including depository, trust, lending, collection, 1031 exchange, and money transmission entities.

Responsibilities

• Lead day-to-day activities of financial institution examinations and coordinate team members’ work assignments.
• Coordinate on-the-job training and ensure compliance with established procedures for information collection and analysis.
• Review examinations and prepare the Report of Examination for regulatory partners and institution management.
• Provide entrance and exit briefings with management to discuss findings and recommendations.
• Review compliance with laws and regulations; evaluate internal controls and institution condition; determine solvency and regulatory compliance.

Skills

Lead examinations

Coordinate assignments

On-the-job training

Analytical ability

Regulatory knowledge

Report writing

Education

Bachelor's degree in business administration, accounting, economics, finance, or related discipline

Job description

The Department of Business and Industry in Las Vegas is seeking a Financial Institutions Examiner 3 to lead examinations of financial institutions. You will coordinate team assignments, train staff, and analyze complex financial data to produce Reports of Examination for regulatory partners and institution boards.

Responsibilities include managing examination processes, presenting findings to management, and enforcing licensing and regulatory compliance across depository, trust, lending, and