Lead Financial Examiner – Complex Examinations

State of Connecticut - Department of Banking; Hartford (CT); Hybrid; USD 120,000 - 160,000; Full time

Benefits offered by this job

Professional growth opportunities

Healthy work-life balance

Job summary

The State of Connecticut Department of Banking in Hartford seeks a Principal Financial Examiner to lead and supervise examiners, oversee complex bank examinations, and review high-stakes investigation reports. The role provides guidance to regulators and industry, helps develop division policies, and may involve testifying in proceedings.

This hybrid, full-time position offers telework eligibility under the policy and opportunities for staff development andcareer advancement within the banking

Qualifications

• Eight (8) years of experience regulating financial entities.
• One (1) year at an advanced working level handling the most difficult examinations and investigations.
• College training may substitute for General Experience: 15 semester hours = 1/2 year, up to four years for a Bachelor's degree.

Responsibilities

• Assigns roles and provides guidance to a team of examiners conducting non-routine examinations or investigations.
• Ensures timely and accurate completion of work.
• Recommends and supports exam or investigation findings.
• Develops and recommends procedures within assignment area.
• Acts as liaison with regulators, senior management, and agency managers.
• Reviews or conducts specialized portions of exam or investigation.
• Assesses financial condition and regulatory compliance by analyzing team work.
• Conducts enforcement activities including documentation of violations and settlements.

Skills

Oral communication

Written communication

Interpersonal skills

Negotiation

Computer skills

Supervisory ability

Regulatory knowledge

Education

Bachelor's degree

Master's degree preferred

CPA licensure as substitute

Job description

The State of Connecticut Department of Banking in Hartford seeks a Principal Financial Examiner to lead and supervise examiners, oversee complex bank examinations, and review high-stakes investigation reports. The role provides guidance to regulators and industry, helps develop division policies, and may involve testifying in proceedings.

This hybrid, full-time position offers telework eligibility under the policy and opportunities for staff development andcareer advancement within the banking