Junior Financial Advisor

DBHW Wealth Partners

South Milwaukee (WI)

On-site

USD 65,000 - 85,000

Full time

14 days+

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Benefits offered by this job

Health, dental, and vision benefits

401(k) with employer match

Paid time off

Continuing education support

Performance-based bonus potential

Job summary

A growing financial advisory firm in South Milwaukee is seeking a motivated Junior Financial Advisor to provide support in delivering comprehensive financial planning and investment services. This role includes gathering client information, assisting in financial recommendations, and being actively involved in client meetings. With hands-on mentorship and opportunities for professional growth and certification, this position is ideal for early-career professionals looking to make a significant impact in financial advising.

Qualifications

0-4 years of experience in financial services or related field.
Ability to obtain necessary licenses within 6-12 months of hire.
Willingness to pursue CFP certification.

Responsibilities

Gather and analyze client financial information.
Prepare retirement projections and financial recommendations.
Maintain accurate client records and assist in presentations.

Skills

Analytical skills

Quantitative skills

Client relationship management

Attention to detail

Education

Bachelor’s degree in Finance or related field

Tools

Financial planning software (e.g., eMoney, MoneyGuidePro)

Job description

DBHW Wealth Partners is a leading investment management, financial, and tax planning firm dedicated to providing exceptional financial direction for those who dedicate their lives to educating and serving the public. Our mission is to provide supporting, trusting and ongoing relationships with our clients. We aim to offer knowledgeable advice through our experience. Acting as a guide for our clients, we strive to bring them through all the ups and downs of life. This mission is driven by the idea that our relationship with them is full circle, and we help them take advantage of their greatest opportunities and pursue their financial goals with confidence.

Building Your Financial Advisory Career With Mentorship That Matters

Are you a driven, early-career professional ready to build a meaningful future in financial planning? We’re not just hiring a Junior Financial Advisor — we’re investing in the next generation of trusted advisors.

From day one, you’ll be supported by active, hands-on mentorship from experienced professionals who are committed to your growth and success. You won’t be left to “figure it out” alone — you’ll receive guidance, coaching, and real-world exposure that accelerates your development.

We believe great advisors never stop learning. That’s why we provide opportunities to attend industry conferences, workshops, and continuing education events — keeping you at the forefront of financial strategies, market insights, and client service excellence.

Ambitious about earning your CFP?, CFA?, or other professional designations? We support that too. We offer incentives and recognition for obtaining certifications and advanced credentials, because your growth strengthens both your career and our team.

If you're motivated, coachable, and eager to grow within a supportive, high-performance environment, this is your opportunity to build a lasting and rewarding career in financial advising.

Position Overview

We are seeking a motivated and detail-oriented Junior Financial Advisor to support our advisory team in delivering comprehensive financial planning and investment services. This role is designed for an early-career professional looking to build a long-term career in financial advising.

The Junior Advisor works under the supervision of Lead Advisors while developing technical expertise, client relationship skills, and industry credentials.

Key Responsibilities

Gather, organize, and analyze client financial information.
Prepare retirement projections, cash flow analyses, insurance needs reviews, and education funding analyses.
Assist in drafting financial planning recommendations.
Maintain accurate client records in CRM and financial planning software.
Identify planning gaps or risks and elevate to senior advisors.
Prepare meeting materials and reports.
Attend client meetings and document action items.
Assist in presenting portions of financial plans.
Draft follow-up communications and track implementation steps.
Assist in portfolio reviews and allocation analysis.
Monitor investment performance and prepare reporting materials.
Support rebalancing and implementation efforts (under supervision).
Understand and communicate model portfolio strategies.

Implementation & Service

Coordinate account openings, transfers, beneficiary updates, and other service needs.
Work cross‑functionally with operations, compliance, and tax teams.
Ensure documentation meets regulatory and firm standards.

Compliance & Risk Management

Adhere to firm policies and regulatory requirements.
Stay informed on industry regulations and best practices.

Required Qualifications

Education

Bachelor’s degree in Finance, Financial Planning, Economics, Accounting, Business, or related field required.

Licensing (Industry Standard Expectations)

One of the following is required or must be obtained within 6–12 months of hire:

Series 7 and Series 66
Ability and willingness to obtain required licenses within defined timeframe.

Preferred Credentials

CFP coursework completed or in progress strongly preferred.
CFP certification (preferred but not required).
Life & Health Insurance License (or willingness to obtain).

Experience

4 years of experience in financial services, banking, investment management, or related field.
Internship experience in financial planning highly valued.

Technical Skills