J.P. Morgan Wealth Management - Private Client Investment Associate - San Mateo, CA

Testing Site - JPMC; San Mateo (CA); On-site; USD 90,000 - 150,000; Full time

Job summary

J.P. Morgan Chase Wealth Management in San Mateo, CA is seeking a Private Client Investment Associate to provide client service and support to Private Client Advisors within Wealth Management.

Responsibilities include processing account openings, money movements, and trades, building client relationships, and assisting with wealth planning and reporting. Licensing requirements must be obtained within 60 days of starting.

Qualifications

• Active Series 7 license required or to be obtained within 60 days.
• Active Securities Industry Essentials (SIE) exam if registered after Oct 1, 2018.
• Active Series 66 (63/65) and Life and Health Insurance license must be obtained within 60 days of start date.

Responsibilities

• Support Advisors’ book of business by processing account openings, transfers, and trades.
• Build client relationships through processing requests, resolving issues, and assisting wealth planning.
• Assist in relationship and account reviews, and prepare performance reports.
• Engage in risk management, Know Your Customer procedures, and regulatory compliance.
• Support operational forms and documentation within the unit.
• Prioritize daily work and maintain team culture.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance

Job description

At J.P. Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs.

As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service, operational marketing and administrative support to Private Client Advisors within Wealth Management.

Job responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Required qualifications, capabilities, and skills

• A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

INVESTMENT AND INSURANCE PRODUCTS ARE:

• NOT FDIC INSURED
• NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
• NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES
• SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

FEDERAL DEPOSIT INSURANCE ACT:

This position is subject to Section 19 of the Federal Deposit Insurance Act. As such, an employment offer for this position is contingent on JPMorganChase’s review of criminal conviction history, including pretrial diversions or program entries.