Investment Operations Trader

Exencial Wealth Advisors; Charlotte (NC); On-site; USD 120,000 - 288,000; Full time

Job summary

Exencial Wealth Advisors is seeking an Investment Operations Trader responsible for servicing clients and collaborating with Advisors and Portfolio Managers. The role requires strong organizational skills, critical thinking, and a detail-oriented mindset to effectively manage trade-related requests and improve trading systems. Ideal candidates will have experience in financial services and proficiency in Microsoft Excel.

Qualifications

• 1+ years of experience in Financial Services Industry.
• Proficiency in Microsoft Excel.
• Exemplary written and verbal communication skills.

Responsibilities

• Execute trade requests electronically and by phone.
• Conduct analysis to produce trade recommendations.
• Collaborate with Traders and Portfolio Managers to meet requests.

Skills

Service-Minded

Critical Thinker

Excellent Time Management

Ability to Prioritize & Multi-Task Effectively

Detail-Oriented

Education

Experience in Financial Services Industry (1+ years)

Proficiency in Microsoft Excel

Written and Verbal Communication

Tools

Salesforce

Tamarac Trading

Job description

Direct message the job poster from Exencial Wealth Advisors

Trading Team Manager at Exencial Wealth Advisors

Investment Operations Trader

Exencial’s Investment Operations Trader role is vital to best servicing our clients, advisors, and portfolio managers. This position requires collaboration, proactivity, critical thinking and incredible attention to detail.

The ideal candidate will need to be an organizational fit as well as express the skill sets needed to be successful in the Investment Operations Trader role. This person will always do the right thing, communicate professionally, prioritize requests, and work continually to build and maintain trustworthy relationships with all members of the Exencial Team.

Job Responsibilities:

Work directly with Traders, Advisors, Relationship Managers, Portfolio Managers and Operations Teams to satisfy trade-related requests.

• Execute trade requests (electronically and by phone)
• Conduct analysis to produce trade (buy/sell) recommendations
• Strive for Client, Advisor & Portfolio Manager satisfaction
• Collaborate and communicate effectively with colleagues
• Identify issues, work through complex problem-solving
• Maintain and continually improve trading systems
• Effectively set goals and follow-through to completion

Required Skills:

·Service-Minded

·Critical Thinker

·Excellent Time Management

·Ability to Prioritize & Multi-Task Effectively

·Detail-Oriented

Qualifications:

·1+ years of experience in Financial Services Industry

·Proficiency in Microsoft Excel

·Exemplary written and verbal communication

Preferred Experience:

·3+ years of equity & mutual fund trading at an RIA or BD

·Tamarac Trading Experience

·Salesforce Experience

·Series 65

Exencial Wealth Advisors is a comprehensive financial planning firm providing advice on tax, financial planning, investment management, and estate planning. We put our clients’ needs first and foremost because we believe that driving their success drives ours as well.

Exencial manages around $5 billion in Oklahoma, Texas, North Carolina, Connecticut, Florida, California, and Ohio with around 115 employees. We are pursuing growth both organically and inorganically as we focus on building a great company, with great people, driving great results.

Exencial provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, national origin, protected veteran status, or disability status.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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