Investment Operations Associate - Client-Focused Growth

Ascent Wealth Partners

Grand Rapids (MI)

On-site

USD 70,000 - 90,000

Full time

2 days ago

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Benefits offered by this job

Medical/Dental/Vision

401(k)

Group Life/Disability

PTO

Paid Parental Leave

Job summary

Ascent Wealth Partners in Grand Rapids, Michigan is seeking an Investment Associate to support daily investment operations, trade processing, reporting, and client servicing within Northwestern Mutual’s broker-dealer framework.

The role emphasizes a client-centered approach, strong market understanding, and adherence to regulatory requirements. Ideal for someone aiming to grow through hands-on investment operations and direct client interaction.

Qualifications

2+ years investment experience.
Must hold SIE, Series 7 and 63 licenses.
In-office role in Grand Rapids, MI.
Strong client-centered approach.

Responsibilities

Perform operations of the firm’s investment functions, ensuring smooth processing of trades, portfolio rebalancing, and execution of client-directed investments platform, ensuring all systems are functioning efficiently and meet regulatory requirements.
Manage the investment trade lifecycle, including order entry, trade settlement, trade reconciliations, and reporting.
Ensure accurate and timely generation of client investment reports, performance reporting, and transaction confirmations.
Maintain close and accurate records through the firm’s Client Relationship Management system.