Investment Funds Regulatory Associate

BCG Attorney Search; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

A leading law firm in New York seeks a talented associate for its Investment Funds Regulatory practice. This role involves advising fund sponsors on regulatory issues and requires familiarity with the Investment Advisers Act of 1940. Ideal candidates will have experience at a major global law firm and strong legal writing skills. The position offers competitive salary and comprehensive benefits.

Benefits

Health Insurance

Retirement Plan

Professional Development Resources

Qualifications

• 1 to 3 years of regulatory experience focused on investment funds.
• Prior experience at a global or national law firm.

Responsibilities

• Advise fund sponsors on regulatory compliance related to fundraising and operations.
• Prepare and file SEC regulatory submissions.

Skills

Investment Advisers Act of 1940

Legal Writing

Communication

Analytical Skills

Problem Solving

Education

Juris Doctor (JD)

Job description

Location
New York City, NY, United States

Posted on
May 09, 2025

Valid Through
Jun 08, 2025

Profile

Job Overview:
A highly regarded law firm is seeking a talented associate to join its Investment Funds Regulatory practice in New York. This role provides an excellent opportunity to advise fund sponsors on a broad spectrum of regulatory issues, including fundraising, compliance, SEC examinations, and enforcement matters. The ideal candidate will have strong familiarity with the Investment Advisers Act of 1940 and experience at a major global law firm.

Location:

New York, NY

Duties:

Advise fund sponsors on regulatory compliance related to fundraising and operations

Review offering materials and fund governing documents for regulatory compliance

Prepare and file SEC regulatory submissions, including Form ADV and Form PF

Respond to SEC examinations and enforcement inquiries on behalf of clients

Counsel clients on the Investment Advisers Act of 1940 and related securities laws

Assist with regulatory aspects of fund formation, mergers, and transactions

Monitor and advise on regulatory developments affecting investment managers

Requirements:

1 to 3 years of regulatory experience focused on investment funds

Prior experience at a global or national law firm working with fund sponsors or investment advisers

Demonstrated expertise in securities regulatory matters involving private funds

Familiarity with SEC compliance, filings, and audit procedures

Education:

Juris Doctor (JD) from an accredited U.S. law school

Strong academic performance required

Certifications:

Admission to the New York State Bar required

Skills:

Strong knowledge of the Investment Advisers Act of 1940

Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred

Excellent legal writing and communication skills

Ability to manage client relationships and regulatory deadlines

Detail-oriented with strong analytical and problem-solving abilities

Effective at managing multiple priorities in a fast-paced practice

Competitive salary aligned with experience and firm standards

Comprehensive benefits package including health, retirement, and professional development resources

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : [phone]
Fax : [phone]