Investment Funds Regulatory Associate

BCG Attorney Search; Chicago (IL); On-site; USD 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a motivated attorney with a focus on investment funds regulatory work. In this role, you will provide essential guidance to fund sponsors, ensuring compliance with the Investment Advisers Act and other securities laws. Your expertise will be crucial in reviewing fund offering materials and assisting with SEC filings. This position offers an excellent opportunity to grow in a dynamic environment while staying updated on evolving regulatory developments. If you are proactive and detail-oriented, this role could be your next step in a rewarding legal career.

Qualifications

• 1-3 years of experience in investment funds regulatory work at a law firm.
• Admission to the Illinois Bar required.

Responsibilities

• Advise fund sponsors on compliance with the Investment Advisers Act.
• Assist with regulatory filings and support clients through SEC examinations.

Skills

U.S. securities regulatory frameworks

Legal research

Legal writing

Attention to detail

Regulatory counseling

Education

Juris Doctor (J.D.)

Job description

Location

Chicago, IL

Duties

• Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws
• Review and provide guidance on fund offering materials and governing documents
• Assist with regulatory filings, including Form ADV and other SEC submissions
• Support clients through SEC examinations and enforcement actions
• Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations
• Stay current with evolving regulatory developments affecting private fund managers

Requirements

• 1–3 years of experience in investment funds regulatory work at a law firm
• Significant familiarity with the Investment Advisers Act of 1940
• Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred)
• Prior experience with SEC filings and compliance programs
• Admission to the Illinois Bar required

Education

Juris Doctor (J.D.) from an accredited U.S. law school

Certifications

Active membership in the Illinois Bar or eligibility for prompt admission

Skills

• Strong knowledge of U.S. securities and investment funds regulatory frameworks
• Excellent legal research and writing skills
• Attention to detail and the ability to manage multiple client matters efficiently
• Proactive and solutions-oriented approach to regulatory counseling