Investment Consultant - Katy, TX

Fidelity Investments; Katy (TX); On-site; USD 50,000 - 80,000; Full time

Benefits offered by this job

Competitive total rewards package

Comprehensive training programs

Tuition Reimbursement for further education

Job summary

Fidelity Investments is seeking an Investment Consultant to develop customized financial plans and engage with existing clients. This role emphasizes building strong relationships and providing tailored investment solutions to meet client goals.

Qualified candidates should possess FINRA Series 7 & 66 certifications or the ability to acquire them. The role offers comprehensive training and a competitive compensation package to ensure your success in helping clients secure their financial future.

Qualifications

• FINRA Series 7 & 66 licensed or ability to acquire Series 66 upon hire.
• Experience in financial planning discussions using Fidelity's guidance tools.
• Ability to grow relationships through proactive outreach.

Responsibilities

• Develop customized financial plans for existing clients.
• Engage with clients to provide investment solutions.
• Conduct one-on-one appointments to understand client needs.

Skills

Comprehensive understanding of various investment solutions

Outstanding communication and consultative skills

Interpersonal skills and relationship-building

Education

Degree or CFP certification

Job description

Job Description

Investment Consultant

You joined the financial services industry to make a difference in the lives of your clients. At Fidelity, we have a relentless commitment to our clients. Come join a firm that is a stable industry leader where we focus on the importance of communicating to connect and not just communicating to transact. We empower professional flexibility, growth, and support thus enabling long-term success for you and our clients.

The Purpose of Your Role

Working in our Investor Center, you will develop customized financial plans through a wide range of products and services using your sound judgment, keen knowledge of products, and Fidelity’s planning tools. Instead of spending your time sourcing new customers, you will engage with existing clients and warm leads, which will allow your focus to remain where it matters most: providing investment solutions and growing relationships with a dedicated local advisor.

The Expertise We’re Looking For

• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Effectively utilizing Fidelity’s guidance tools, you engage in financial planning discussions by presenting solutions and service offerings that best meet client needs
• Leveraging technology, you can prepare for and conduct efficient one‑on‑one appointments to make the best use of the client’s time, as well as plan for post‑appointment follow‑up
• Growing relationships through proactive outreach, you seek to understand clients’ goals and objectives and refer them to a wealth management partner based on needs and financial complexity
• Degree and/or other professional certifications such as a CFP are helpful; if you don’t already have a CFP or degree, our Tuition Reimbursement program can help you obtain one!

The Skills You Bring

• You have a comprehensive understanding of various investment solutions, and can educate customers on the values and differences of each
• Your interpersonal skills and ability to grow relationships are exemplary; you take initiative and exceed expectations
• You have outstanding communication and consultative skills, and you thrive in a fast‑paced work environment

Note: Fidelity will not provide immigration sponsorship for this position.

Our Investments in You

Fidelity’s greatest advantage is our people, and we believe it is important to approach life holistically. We offer a competitive total rewards package, including a stable base salary, to recognize associate achievements. And our benefit programs are designed to help you and your family strike the right balance. We offer training in‑branch, regionally, nationally, and virtually to help you with all aspects of your business. You will not fail due to a lack of training or onboarding!

The Value You Deliver

In this role you will work directly with clients to help them make investment decisions that are in their best interest. By effectively navigating Fidelity’s planning and guidance tools, presenting and implementing solutions that best meet the client’s needs, you will have a lasting impact on the client’s financial future.

Please note this role requires in‑person attendance in the assigned Branch location.

Certifications

Series 07 - FINRA, Series 66 - FINRA

Category

Sales

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement‑related financial activities and the rules and regulations of numerous self‑regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.