Investment Compliance Analyst: SQL & Automation

Weiss Asset Management; Boston (MA); On-site; USD 85,000 - 125,000; Full time

Job summary

Weiss Asset Management, a Boston-based investment firm, is seeking an Investment Compliance Analyst to join our Compliance team. This role sits at the intersection of investment compliance, trading, and data, with responsibility for monitoring trade activity, resolving compliance exceptions, and improving the systems and processes that support ongoing compliance monitoring.

The ideal candidate has Summer 2027 graduation or 1–3 years of relevant experience, working proficiency in SQL, and a

Qualifications

• SQL proficiency required.
• Graduating Summer 2027 or 1–3 years of experience.
• Experience with Python, automation, AI tools or OMS is a plus.

Responsibilities

• Monitor and resolve pre- and post-trade compliance alerts across funds and strategies.
• Interpret, maintain, and test trading compliance rules in the OMS.
• Analyze trade, position, and compliance data in SQL for reviews and investigations.
• Automate manual tasks with code and AI tools to improve monitoring efficiency.
• Design scalable workflows for compliance reviews and escalations.
• Maintain restricted securities and issuer lists across firm systems.
• Track regulatory developments and assess impact on trading activity.
• Support regulatory filings, audits, and system upgrades.

Skills

SQL

Python

Automation

AI tools

Tools

Order Management System (OMS)

Job description

Weiss Asset Management, a Boston-based investment firm, is seeking an Investment Compliance Analyst to join our Compliance team. This role sits at the intersection of investment compliance, trading, and data, with responsibility for monitoring trade activity, resolving compliance exceptions, and improving the systems and processes that support ongoing compliance monitoring.

The ideal candidate has Summer 2027 graduation or 1–3 years of relevant experience, working proficiency in SQL, and a