Investment Client Associate – Advisor Support & Trades

SWBC; United States; On-site; USD 50,000 - 70,000; Full time

Benefits offered by this job

Competitive overall compensation package

Work/Life balance

Career enhancement and growth opportunities

Job summary

SWBC is seeking an individual in the United States to assist Financial Advisors with client services, enhancing production, and executing trades.

The role involves customer support for brokerage clients, placing trades, soliciting appointments, and managing account documents. The ideal candidate has relevant educational qualifications and experience in investment sales.

SWBC offers a competitive compensation package, work/life balance, and opportunities for career growth.

Qualifications

• 2+ years in investment sales, service, or related experience.
• Series7 and Series63 licenses required.
• Texas driver's license and excellent driving record necessary.

Responsibilities

• Provide telephone customer service to brokerage and investment clients.
• Place trades as instructed by Financial Advisors or clients.
• Solicit appointments and additional sales from existing client base.

Skills

Communication skills

Analytical/problem-solving skills

Attention to detail

Interpersonal skills

Education

Associate’s Degree in Business, Finance, or related field

Bachelor’s Degree preferred

Tools

Microsoft Office (Word, Excel, Access, PowerPoint)

Job description

SWBC is seeking an individual in the United States to assist Financial Advisors with client services, enhancing production, and executing trades.

The role involves customer support for brokerage clients, placing trades, soliciting appointments, and managing account documents. The ideal candidate has relevant educational qualifications and experience in investment sales.

SWBC offers a competitive compensation package, work/life balance, and opportunities for career growth.