Investment Associate

RBC Capital Markets, LLC; Rapid City (SD); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Total rewards program

Flexible work options

Job summary

RBC Wealth Management in Rapid City, SD seeks a Registered Client Associate to support Financial Advisors in growing client relationships, processing accounts, transfers, and upkeep of investment records.

You will educate clients on products, monitor activity, research strategies with advisors, and help streamline operations while delivering high-quality service.

Qualifications

• 3+ years of Registered Client Associate experience or related industry experience
• Series 7 and 66 (or 63/65)
• Advanced understanding of the stock market, investments and retirement plans; knowledge of fixed income, equities, mutual funds, insurance, annuities and compliance rules
• Computer proficiency
• Strong customer service skills and ability to manage multiple demands in a fast-paced environment

Responsibilities

• Gather client suitability information, open new accounts, and assist with asset gathering.
• Facilitate transfer of funds and securities; issue checks, wire transfers and ACH disbursements.
• Process advisory agreements and monitor account surveillance on AdvisoryLink.
• Identify business development opportunities to increase revenue and strengthen client relationships.
• Provide high level of service by anticipating needs and executing requests efficiently.
• Research and communicate investment strategies and recommendations to clients at the FA's request.
• Resolve complex problems in clients' accounts with partner assistance and deliver solutions.

Skills

Registered client relations

Series 7 & 66

Client relationship management

Communication skills

Financial knowledge

Tools

Computer proficiency

Job description

Job Description

Join a growing team and use your analytical and communication skills as well as industry knowledge to help clients obtain their financial goals and plan for the future. You will work closely with one or more Financial Advisors (FA) and help them grow their business, educate clients regarding products and services, monitor client activity and performance, communicate investment strategy, and gather information for wealth planning.

At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.

What will you do?

• Gather client suitability information, open new accounts, and assist with asset gathering.
• Facilitate the transfer of funds and securities and the issuance of checks, wire transfers and ACH disbursements when requested.
• Process investment advisory agreements and monitor account surveillance on the AdvisoryLink platform.
• Identify business development opportunities with the goal of increasing revenue, enhancing client relationships and streamlining day‑to‑day processes.
• Provide a high level of service to clients by anticipating needs and completing requests efficiently.
• At the FA's request, research and communicate investment strategies and recommendations to clients.
• Research complex problems in clients' accounts with assistance from business partners and deliver an effective and acceptable resolution.

What do you need to succeed?

Must‑have

• 3+ years of Registered Client Associate experience or related industry experience
• Series 7 and 66 (or 63/65)
• Advanced understanding of the stock market, investments and retirement plans and working knowledge of fixed income products, equities, mutual funds, insurance, annuities and applicable compliance rules and regulations
• Computer proficiency
• Strong customer service skills with the ability to continually maintain and build relationships, being detail‑oriented, possessing outstanding written and verbal communication and problem solving skills, and ability to navigate multiple demands in a fast‑paced, deadline‑oriented environment

Nice‑to‑have

• Salesforce experience
• Knowledge of Money Guide Pro planning software

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high‑performing team
• Flexible work/life balance options
• Opportunities to do challenging work
• Opportunities to take on progressively greater accountabilities
• Access to a variety of job opportunities across business

Job Skills

Customer Knowledge, Customer Service, Customer Service Management, Group Problem Solving, Identifying Sales Opportunities, Interpersonal Relationship Management, Oral Communications, Perseverance and Follow‑Through, Product Services, Sales Activities

Additional Job Details

Address: 243 FOUNDERS PARK DRIVE: RAPID CITY

City: Rapid City

Country: United States of America

Work hours/week: 40

Employment Type: Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-02-23

Application Deadline: until 11:59 PM on the day prior to the application deadline date above.