Internal Wholesaler

CNL; Orlando (FL); On-site; USD 70,000 - 120,000; Full time

Benefits offered by this job

Hybrid work arrangement

Job summary

CNL Securities Corp is seeking a dynamic sales professional to educate and support financial professionals across a designated territory in Florida. You will build relationships with brokers, advisors, and registered representatives to grow market share by advising on CNL distributed products and related risks.

The role requires strong communication, advisory skills, and the ability to work hybrid between office and remote days.

Qualifications

• Previous sales experience and market/industry knowledge of financial services preferred.
• FINRA Series 7 and Series 63 required or to be obtained within a defined period.

Responsibilities

• Develop new and existing relationships with financial professionals in the Broker Dealer network within the territory.
• Grow CNL’s market share within the territory through consultation with financial professionals on products.
• Provide information on operating results and business strategies to financial professionals/registered representatives.
• Educate financial professionals on CNL distributed products, risks, and benefits.
• Respond to technical questions and provide insights about the investment industry and products.

Skills

Sales experience

Relationship building

Communication

Industry knowledge

Education

FINRA Series 7

FINRA Series 63

Job description

Provide education and support of CNL distributed products to various investment advisors and registered representatives “financial professionals” in a specific territory. Responsible for developing and expanding relationships with financial professionals in the CNL network of Investment Advisory Firms and Broker Dealers. This position will offer a flexible working arrangement (hybrid of office and remote working days).

Essential Job Functions

• Develop new and build upon existing relationships with financial professionals/ registered representatives in the Broker Dealer network within their territory
• Grow CNL’s market share within the territory through consultation with financial professional on our products
• Provide appropriate information to the financial professionals/registered representatives regarding the Company's operating results and business strategies
• Proactively educate financial professionals regarding CNL distributed products, risks and benefits
• Strive to become a knowledgeable resource to the broker dealer network and internal associates on all aspects of the investment industry, competitors (direct and indirect), and products available in the market
• Maintain knowledge of our partners’ business and market performance/position in order to provide the best information to financial professionals related to CNL distributed products
• Research and analyze quarterly/annual Reports, 10K, and other publicly filed information
• Respond to technical product and competitive positioning questions as appropriate
• Comply with all rules and regulations of selling securities as outlined by FINRA and SEC as well as any internal guidelines established by CNL Securities Corp
• Host client seminars, conferences and education forums for purposes of educating our financial professionals regarding CNL distributed products
• Ability to handle and resolve customer issues with minimal guidance
• Strong interpersonal skills with proven ability to build effective relationships
• Strong advisory services background with progressive level of proven results
• Excellent telephone communication skills and etiquette
• Excellent interpersonal communication and presentation skills
• Effective analytical skills
• Detail oriented
• Strong time management and organizational skills
• Diplomacy in client interactions
• Work independently and in a team environment
• Proactive and innovative self starter

Education/Experience

• Previous sales experience and market/industry knowledge of financial services preferred
• Successful candidate must have a FINRA Series 7 and Series 63, or obtain within an identified period of time

Work Schedule:

• Full-time, exempt (40 hours) workdays during normal business hours
• Additional hours may be required during the peak work periods and projects
• Travel as required

Qualifications

Licenses & Certifications

Required

Series 63

Series 7

Equal Opportunity Employer
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