Internal Tech Auditor – AVP

Barclays; Hanover Township (NJ); Hybrid; USD 120,286 - 150,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

401(k)

Paid leave

Incentive award

Job summary

Barclays seeks an Internal Tech Auditor – AVP in Whippany, NJ to join our audit team. You will execute technology audits across risk, security, data management and IT operations, and support scoping technology-related controls.

You will leverage data analytics with SQL and Tableau to assess controls, document observations, and communicate findings to stakeholders, while guiding junior team members in complex assignments.

Qualifications

• Experience executing technology audits across risk, security and IT operations.
• Ability to document work papers and testing strategies following audit methodology.
• Proficiency in data analytics tools (SQL, Tableau) for audit evidence.

Responsibilities

• Execute technology audits in areas such as technology risk, applications, security and IT operations.
• Support scoping of technology-related controls and assess design and operating effectiveness.
• Utilize data analytics (SQL, Tableau) to perform audit work and document observations.
• Communicate findings to stakeholders and assist in remediation verification.
• Collaborate with cross-functional teams and lead complex assignments as AVP.

Skills

Data analytics

SQL

Tableau

Risk assessment

Audit testing

Tools

Tableau

SQL

Job description

Overview

What will you be doing? Barclays Services Corp. seeks Internal Tech Auditor – AVP in Whippany, NJ (multiple positions available).

Responsibilities

• Execute technology audits in areas such as technology and information risk, applications, security, resilience, data management, and IT operations.
• Support the audit team in scoping technology-related controls.
• Identify, evaluate and document technology-related risks and controls.
• Assist in developing audit testing strategy. Evaluate control design and operational effectiveness and document work papers according to Barclays audit methodology.
• Utilize data analytics to perform audit work (e.g., Access, SQL, Tableau and other tools), where necessary.
• Provide accurate information on progress and observations to the audit lead to identify blockers for resolution quickly.
• Perform testing to verify if management actions to address audit issues have been completed in agreed timelines.
• Assist in writing high-quality audit observations and communicate audit observations and impacts to stakeholders and control owners.
• Conduct discussions with stakeholders as part of recurring continuous monitoring and risk assessment work and document details accordingly.
• May telecommute pursuant to company policies. [Hybrid role]

Minimum Salary: $120,286 per year

Maximum Salary: $150,000 per year

The minimum and maximum salary/rate information above includes only base salary or base hourly rate. It does not include any other type of compensation or benefits that may be available.

Barclays employees are eligible for a suite of a competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.

This position is eligible for an incentive award.

Purpose of the role

To support the development of audits aligned to the bank’s standards and objectives by working collaboratively with colleagues, providing accurate information and recommendations, and complying with policies and procedures.

Accountabilities

• Audit development and delivery support, including financial statements, accounting practices, operational processes, IT systems and risk management.
• Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments.
• Assessment of internal control effectiveness and their capability to identify and mitigate risk aligned to regulatory requirements.
• Communication of key findings and recommendations to stakeholders, including the Audit Owner, senior managers and directors.
• Identification of regulatory news and industry trends/developments to provide timely insight and recommendations for best practice.

Assistant Vice President Expectations

• To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions.
• Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes.
• If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
• OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes.
• Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.
• Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.
• Take ownership for managing risk and strengthening controls in relation to the work done.
• Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
• Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.
• Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises to solve problems creatively and effectively.
• Communicate complex information. Complex information could include sensitive information or information that is difficult to communicate because of its content or its audience.
• Influence or convince stakeholders to achieve outcomes.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.