Internal Auditor I/II

First United Bank; Plano (TX); On-site; USD 60,000 - 80,000; Full time

Job summary

First United Bank is seeking an Internal Auditor I/II in Plano, TX. The role involves performing financial, operational, and compliance audits, applying risk assessment skills, and communicating findings with business owners.

Qualified candidates should have a bachelor’s degree in accounting, finance, or business, with at least one year of experience in internal auditing or public accounting. The position may require occasional travel to other locations.

Qualifications

• At least one year of experience in an internal audit or public accounting.
• Good understanding of accounting and audit standards.
• Ability to apply auditing standards and guidance.

Responsibilities

• Perform audit procedures and document processes.
• Conduct interviews and review documents.
• Identify and communicate audit findings.
• Coordinate with external auditors for annual audits.
• Follow up on the implementation of audit findings.

Skills

Analytical skills

Effective verbal communication

Effective written communication

Proficient in Microsoft Excel

Proficient in Microsoft PowerPoint

Proficient in Microsoft Word

Proficient in Microsoft Visio

Education

Bachelor’s degree in accounting, finance, or business

Audit Certification (CIA, CPA, or CISA)

Job description

Internal Auditor I/II

Job Summary

The Auditor I or II will assist in performance of financial, operational, and compliance audits. Apply risk assessment and critical thinking skills to scenarios encountered and identify any potential issues. Communicate identified issues with business process owners to ensure any potential concerns are addressed in a timely and effective manner.

Major Duties and Responsibilities

• Performs audit procedures, including developing criteria, reviewing and analyzing evidence, and documenting processes and procedures.
• Conducts interviews, reviews documents, develops and completes required testwork, composes summary memos, and prepares working papers.
• Identifies, develops, and documents audit issues and recommendations for improvement using independent judgment concerning areas being reviewed.
• Identifies root causes and effectively communicates audit findings and recommendations to business process owners.
• Coordinates with external auditors in completion of annual financial audits and outsourced audits.
• Performs audit finding follow-up with bank process owners to ensure that corrective actions have been effectively implemented as prescribed in audit reports.
• Conducts and/or assists in the completion of special-request projects on an as‑needed basis.

Additional Duties and Responsibilities

• Obtain and maintain current knowledge of changes in banking and financial services related laws and regulations.
• Good understanding of accounting and audit standards.
• Travels to Oklahoma and Texas locations for the day (periodically) or overnight (approximately 5%).
• Completes all required compliance exams on a yearly basis.
• Adherence to all First United Policies and Procedures.
• Dresses professionally.

Education and Work Experience

• Bachelor’s degree in accounting, finance, business, or other applicable field.
• At least one year of experience working in an internal audit and/or public accounting capacity.
• Audit Certification encouraged - Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information System Auditor (CISA) are preferred.

Technical/Functional Competencies

• Good understanding of the standards and guidance established by the Institute of Internal Auditors and ability to apply in performing audit duties.
• Strong analytical skills to assess control design and effectiveness.
• Effective verbal and written communication skills, including the ability to interact with all levels of management.
• Proficient in use of Microsoft Excel, PowerPoint, Word, and Visio.
• Exhibit leadership skills.

Employee Specifications

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

NOTE

This job description is not intended to be all‑inclusive. Employee may perform other related duties as assigned by supervisor to meet the ongoing needs of the organization.

Location

All Locations: Plano-Parkwood

Equal Opportunity Employer

First United is an Equal Opportunity Employer. To the extent required by Federal or State law, First United does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national origin, or any other characteristic protected by law.

Application Assistance

If any applicant is unable to complete an application or respond to a job opening because of a disability, please email us at [e-mail] for assistance.