Insurance Regulatory Compliance (Financial Services) Consultant/Senior Consultant, Risk Consulting

Ernst & Young Advisory Services Sdn Bhd; United States; Remote; USD 80,000 - 120,000; Full time

Job summary

Join a leading firm as a Consultant/Senior Consultant in Financial Services Risk Management. This role entails developing compliance solutions, managing projects, and advising financial institutions on regulatory requirements. Ideal candidates will have a strong understanding of compliance regulations, excellent interpersonal skills, and a relevant degree or certification. Contribute to fostering a culture of continuous learning and be part of a diverse team dedicated to shaping the future.

Benefits

Continuous learning opportunities

Transformative leadership coaching

Diverse and inclusive culture

Qualifications

• 3 years or more relevant experience in risk management.
• Consulting experience preferred for Senior Consultant role.
• Industry certification (e.g., FRM, CPA, CFA) is a plus.

Responsibilities

• Lead projects relating to compliance frameworks.
• Conduct regulatory gap assessments and remediation.
• Provide updates on relevant laws and regulations.

Skills

Regulatory requirements understanding

Project management

Client solutions development

Effective communication

Team collaboration

Presentation skills

Education

Graduate or Post Graduate degree in Economics, Banking and Finance, Mathematics, or equivalent

Tools

PowerPoint

Word

Excel

Job description

Press Tab to Move to Skip to Content Link

Location:

Other locations: Primary Location Only

Date: 26 May 2025

Requisition ID: 406383

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

We are the only professional services organization who has a separate business dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global perspective. Aligned to key industry groups includingasset management, banking and capital markets,insuranceandprivate equity, we provide integrated consulting,assurance,tax, andstrategy & transactionservices.

The Opportunity

As part of the Financial Services Risk Management (FSRM) practice you will provide a well-integrated broad array of risk management and regulatory advisory services to financial institutions with a focus on regulatory compliance .

Your Key Responsibilities

As a Consultant/Senior Consultant in the FSRM team, you will be leading EYservices in the market through business development, sales, project planning and high-quality project execution. You will be leading projects relating to:

• Compliance Frameworks – understanding of core compliance functions and related technology applications addressing compliance risk assessment, policy management, testing, monitoring and surveillance and reporting
• Regulatory gap assessments and remediation
• Provide updates to the industry on the latest relevant laws and regulations required for the financial institutions
• Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
• Regulatory change management including planning and communication with regulators
  

Skills and Attributes for Success

• Strong understanding of and practical experience related to regulatory requirements across various market activities of FIs such as:
  • Banking Act, SFA, FAA, underlying regulations, and SGX rules
  • Institutional / Investment banking compliance topics and issues relevant to capital markets activity including conflicts of interest, information barriers, insider trading, restricted trading / control room processes, market abuse and conduct
  • Private banking / wealth management compliance related to key topics regarding suitability, sales practices, new product processes, or client money
  • Retail / consumer banking compliance incl. consumer protection, conduct, treating customers fairly, mortgage and consumer lending regulation
• Knowledge of insurance and/or banking products, market conventions and sales practices
• Regulatory requirements related to enterprise risk management such as capital adequacy, stress testing, or risk governance
• Ability to develop and implement practical client solutions and execute projects based on key compliance principles
• Strong interpersonal and teaming skills
• Effective leadership, project management and teamwork skills
• Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
  

To qualify for the role, you must have

• 3years or more relevant experience relevant risk management domain, a few years of which in a consulting firm for Senior Consultant role. Candidate with fewer/more years of relevant experience will be considered for a junior/seniorrole.
• Graduate or Post Graduate degree inEconomics, Banking and Finance, Computational Finance, Mathematics, Statistics, Physics or equivalent preferred
• Industry related certification is a plus (e.g., FRM, CPA/ CA, CFA)
  

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident team player that collaborates with people from various teams while looking to develop your career in a dynamic organization

What we offer

• Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
• Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
• Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
• Diverse and inclusive culture: You’ll be embraced for who you are and empowered to use your voice to help others find theirs.
  

If you can demonstrate that you meet the criteria above, please contact us as soon as possible.
The exceptional EY experience. It’s yours to build.

Apply now.

EY | Shape the future with confidence

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.

Select how often (in days) to receive an alert:

EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients.