In-House Funds Lawyer & Compliance Associate

Jobot

New York (NY)

On-site

USD 200,000 - 275,000

Full time

6 days ago
Be an early applicant

A complete application in a minute

Tailored resume and cover letter, ready to send.

Get past ATS filters

Benefits offered by this job

Competitive base salary
Discretionary annual bonus
Medical, dental, vision
401(k) with employer contribution
Paid time off
Life and disability insurance
Parental leave
Commuter benefits
Bar dues & CLE support
Lunch at office
Exposure to senior leadership

Job summary

Jobot is seeking a Legal & Compliance Associate Attorney in New York City to join a lean in-house team. You will act as the CCO's right hand across fund, transactional and regulatory matters, drafting and negotiating fund documents while ensuring regulatory compliance.

The role requires a J.D. and New York bar admission (or waiver eligibility) with 3–7 years of experience in private funds or investment management.

Qualifications

  • J.D. and NY bar admission (or eligible to waive) with 3–7 years of experience.
  • Experience with private funds or investment management from a law firm or asset manager.
  • Knowledge of the Advisers Act and SEC rules for private fund advisers.
  • Exposure to private credit, special situations, structured finance or private equity is a strong plus.
  • Excellent drafting, organization and judgment; comfortable owning matters end to end with minimal supervision.

Responsibilities

  • Draft, review and negotiate fund documents (LPAs, subscription documents, side letters, co-investment vehicle docs).
  • Track and manage side letter and LPA obligations across funds and SPVs.
  • Support investment transactions: NDAs, term sheets, credit and financing agreements, closing deliverables.
  • Coordinate with outside counsel and manage legal spend and timelines.
  • Oversee entity formation, maintenance and governance records for fund and GP entities.
  • Help administer the firm's compliance program under the Advisers Act of 1940.
  • Prepare and update Form ADV, Form PF, Form D and related regulatory filings.
  • Run the code of ethics: pre-clearance, holdings and gifts reporting.
  • Review marketing materials for Marketing Rule compliance.
  • Support annual compliance review, testing and policy updates.
  • Prepare for SEC examinations and investor DDQs.
  • Support KYC/AML onboarding for investors and counterparties.

Skills

Drafting
Organization
Judgment

Education

J.D. and NY bar admission

Job description

Jobot is seeking a Legal & Compliance Associate Attorney in New York City to join a lean in-house team. You will act as the CCO's right hand across fund, transactional and regulatory matters, drafting and negotiating fund documents while ensuring regulatory compliance.

The role requires a J.D. and New York bar admission (or waiver eligibility) with 3–7 years of experience in private funds or investment management.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Legal & Compliance Associate Attorney
Legal & Compliance Associate Attorney

Jobot • New York (NY)

On-site
USD 200,000 - 275,000
Competitive base salary
Discretionary annual bonus
Medical, dental, vision
+8
In-House Counsel, Hedge Fund Funds & Compliance (NYC)
In-House Counsel, Hedge Fund Funds & Compliance (NYC)

Landing Point • New York (NY)

On-site
USD 200,000 - 250,000
Global Asset Manager Seeks In-House Legal & Compliance Counsel
Global Asset Manager Seeks In-House Legal & Compliance Counsel

Greene-Levin-Snyder Legal Search Group • New York (NY)

On-site
USD 200,000 - 225,000
Discretionary annual bonus
Comprehensive benefits package
Balanced work-life without weekend hours
Funds Counsel – Private Funds & Compliance (NY)
Funds Counsel – Private Funds & Compliance (NY)

Simmons & Hanbury • New York (NY)

On-site
USD 120,000 - 160,000
Counsel — Investment Management (NYC/NJ)
Counsel — Investment Management (NYC/NJ)

Anonymous • New York (NY)

On-site
USD 150,000 - 230,000
Funds Counsel & Compliance Lead - NYC Office, 4 Days/Week
Funds Counsel & Compliance Lead - NYC Office, 4 Days/Week

Greene-Levin-Snyder Legal Search Group • New York (NY)

On-site
USD 200,000 - 225,000
Discretionary annual bonus
Comprehensive benefits package
Balanced work-life without weekend hours
Investment Funds Associate Attorney - NY, Hybrid
Investment Funds Associate Attorney - NY, Hybrid

Top Echelon Software, LLC • New York (NY)

Hybrid
USD 260,000 - 390,000
Bonus structure
Hybrid work model
Professional development resources
Investment Funds Associate Attorney — NY Growth & Impact
Investment Funds Associate Attorney — NY Growth & Impact

The People Of: Professional Services • New York (NY)

On-site
USD 180,000 - 240,000
Investment Funds Associate Attorney — Hybrid NYC
Investment Funds Associate Attorney — Hybrid NYC

Barrette Workforce Solutions, LLC • New York (NY)

Hybrid
USD 260,000 - 390,000
Hybrid work environment
Comprehensive benefits
Investment Funds Associate Attorney – Hybrid NYC
Investment Funds Associate Attorney – Hybrid NYC

Connectly Recruiting • New York (NY)

Hybrid
USD 260,000 - 390,000
Hybrid work environment