Hybrid Portfolio Compliance Analyst (1940 Act Funds)

Equitable Advisors; New York (NY); Híbrido; USD 130.000 - 160.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical benefits

401(k) plan

Paid time off

Descripción de la vacante

Equitable values a collaborative, client-focused culture and seeks a Portfolio Compliance Analyst in New York. You will oversee investment guideline compliance for 1940 Act funds, support fund launches, and coordinate with internal and external partners.

The role blends on-site and flexible remote work in a leading financial services environment. With 5+ years in portfolio compliance, you will apply deep knowledge of the 1940 Act and fund governance, contributing to regulatory filings, risk

Formación

• Demonstrated accuracy and attention to detail in financial contexts.
• Ability to explain complex concepts clearly to diverse audiences.
• Experience managing multiple priorities and projects.
• Strong knowledge of securities laws and regulations (SLR) compliance.

Responsabilidades

• Analyze investment guidelines of 1940 Act funds and create corresponding compliance rules.
• Support new fund launches through implementation of compliance rules.
• Update compliance rules based on changes in prospectus disclosures and investment guidelines.
• Troubleshoot coding issues and make adjustments as needed.
• Ensure compliance with prospectus guidelines, regulatory requirements and EIM policies.
• Collaborate with internal stakeholders and external vendors/sub-advisers.
• Assist in developing the compliance program for 1940 Act funds and implement new regulations.
• Assist with regulatory filings, annual reviews and board reporting obligations.
• Investigate, resolve and remediate compliance errors in coordination with stakeholders.
• Support Derivatives Risk Management Program ongoing compliance and risk management.
• Participate in special projects and strategic initiatives.

Conocimientos

Accuracy & Detail

Communicating Concepts

Managing Priorities

Securities Laws

Descripción del empleo

Equitable values a collaborative, client-focused culture and seeks a Portfolio Compliance Analyst in New York. You will oversee investment guideline compliance for 1940 Act funds, support fund launches, and coordinate with internal and external partners.

The role blends on-site and flexible remote work in a leading financial services environment. With 5+ years in portfolio compliance, you will apply deep knowledge of the 1940 Act and fund governance, contributing to regulatory filings, risk