Hybrid Financial Advisor: Grow Clients & Plans

Tri Counties Bank; Chico (CA); Hybrid; USD 70,000 - 150,000; Full time

Job summary

Tri Counties Bank is seeking a Financial Advisor in Chico, CA, offering a hybrid work arrangement. The role focuses on providing tailored investment guidance to clients, gathering confidential financial information, and building personalized plans to meet goals.

The ideal candidate holds required FINRA licenses (Series 7/63/65 or 66) or state insurance licenses, with prior securities experience and familiarity with banking environments.

Qualifications

• High school diploma or GED is required.
• Undergraduate degree or commensurate business experience preferred.
• FINRA licenses required: Series 7, 63 and 65 or 66.
• State of California life, health and disability insurance license is required.
• Previous securities industry experience and direct investment advice experience is required.
• Previous securities investment advice experience in a banking environment preferred.

Responsibilities

• Interviews Clients and collects key financial information and goals to build a client profile.
• Uses financial planning tools to uncover client needs and suitable solutions.
• Evaluates investment options and recommends appropriate strategies based on client circumstances.
• Advises on risks, advantages, and disadvantages of investments in light of client status.
• Designs and maintains investment plans to address client goals and succession needs.
• Keeps current on market conditions and bank policies; supports compliance.

Skills

Investment advice experience

Banking/financial services experience

Education

High school diploma or GED

Undergraduate degree or commensurate business experience

FINRA Series 7, 63 and 65 or 66 licenses

California life, health and disability insurance license

Job description

Tri Counties Bank is seeking a Financial Advisor in Chico, CA, offering a hybrid work arrangement. The role focuses on providing tailored investment guidance to clients, gathering confidential financial information, and building personalized plans to meet goals.

The ideal candidate holds required FINRA licenses (Series 7/63/65 or 66) or state insurance licenses, with prior securities experience and familiarity with banking environments.