Global Regulatory Compliance Associate

Cohen & Steers; New York (NY); Hybrid; USD 80,000 - 90,000; Full time

Benefits offered by this job

Hybrid work arrangement

Training programs

Inclusive culture

Job summary

Cohen & Steers in New York, NY seeks an Associate, Regulatory Compliance to support a global program governing federal securities and commodity laws, SRO rules, and international requirements. The role collaborates across business areas to build strong client relationships and effective controls.

The candidate will assist in developing compliance programs for registered advisers and funds, conduct training, and perform monitoring and reporting.

Qualifications

• Bachelor’s degree required.
• 1–3 years of general compliance experience at a registered adviser.
• Strong MS Office skills and written/oral communication.
• Excellent interpersonal and relationship-building abilities.
• Ability to work in a team and maintain attention to detail.
• Willingness to comply with hybrid work policy requiring NYC office four days/week.

Responsibilities

• Assist in developing, maintaining and implementing registered adviser/fund compliance programs.
• Conduct employee compliance training and Code of Ethics adherence.
• Employee personal trade preclearance and reporting.
• Perform periodic testing and monitoring of compliance policies and procedures.
• Electronic communications review.
• Contribute to special projects and ad hoc assignments.

Skills

Communication skills

Interpersonal skills

Attention to detail

Teamwork

Education

Bachelor’s degree

Tools

MS Office

Preclearance

Surveillance

Reporting

Job description

Cohen & Steers in New York, NY seeks an Associate, Regulatory Compliance to support a global program governing federal securities and commodity laws, SRO rules, and international requirements. The role collaborates across business areas to build strong client relationships and effective controls.

The candidate will assist in developing compliance programs for registered advisers and funds, conduct training, and perform monitoring and reporting.