Global Markets Supervision Specialist – Fixed Income

RBC; New York (NY); On-site; USD 99,000 - 165,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching & development

Make a difference

Dynamic, high-performing team

Challenging work

Client relationships

Job summary

RBC seeks a professional to support the Supervisory Framework for US Global Markets, ensuring robust oversight and a strong control framework. You will build fixed income domain knowledge, engage with sales/trading and senior management, and review activity for regulatory and policy compliance.

Responsibilities include real-time corrective actions, maintaining procedures, and communicating risk insights to leadership.

Qualifications

• BA, MA or equivalent with an understanding of Capital Markets.
• 3+ years of experience in a relevant financial services role.
• Series 7, 63, 24 – must obtain upon joining.

Responsibilities

• Support the Supervisory Framework of US Global Markets to achieve best in class supervisory oversight and robust control framework.
• Develop business and product expertise with a focus on fixed income asset classes to build relationships with sales/trading teams and Senior Management.
• Perform reviews of trading activity and other business activities to identify policy violations, conflicts of interest, or regulatory concerns.
• Provide real-time corrective actions and resolutions to trading anomalies in compliance with applicable laws, rules, and Firm policies.
• Maintain Front Office desk procedures and Written Supervisory Procedures for Global Markets Desk and Business Heads.
• Provide senior leaders and fixed income professionals with insights on key risks and regulatory understanding.

Skills

Adaptability

Critical Thinking

Detail-Oriented

Investments Analysis

Personal Development

Personal Initiative

Teamwork

Education

BA/MA or equivalent with understanding of Capital Markets

Job description

RBC seeks a professional to support the Supervisory Framework for US Global Markets, ensuring robust oversight and a strong control framework. You will build fixed income domain knowledge, engage with sales/trading and senior management, and review activity for regulatory and policy compliance.

Responsibilities include real-time corrective actions, maintaining procedures, and communicating risk insights to leadership.