Compliance Analyst (83D8220)

Referment; New York (NY); On-site; USD 85,000 - 110,000; Full time

Job summary

Referment, a global investment and technology firm, is seeking a Compliance Analyst to help ensure business activity meets evolving regulatory requirements. You will work with attorneys and compliance professionals across trading, operations, and software-development teams, addressing real-time compliance questions across global investment products.

The role blends regulatory work, analytics, and project delivery, including preparing filings, supporting business teams, and leveraging automated

Qualifications

• Bachelor’s degree or higher with strong academic record.
• 1–4 years of post-graduate professional experience.
• Experience in Internal Audit or risk analysis across domains.
• Strong data analytics or visualization skills using Power BI, R, or STATA.
• Clear drafting experience with audit workpapers or regulatory reports.
• Organizational and project-management capabilities.
• Willingness to learn new regulatory topics.

Responsibilities

• Prepare regulatory filings and support attorneys on business matters.
• Help teams understand and follow compliance policies.
• Design and review automated monitoring reports and investigate issues.
• Respond to live regulatory and operational questions about investments.
• Contribute to long-term projects maintaining compliance with regulations.

Skills

Analytical ability

Drafting skills

Project management

Attention to detail

Communication skills

Education

Bachelor's degree

Tools

Power BI

R

STATA

Job description

Referment is working with a global investment and technology firm seeking a Compliance Analyst to help ensure its business activity meets evolving regulatory requirements. Working alongside attorneys and compliance professionals, you will gain exposure to trading, operations and software-development teams and help address real-time compliance questions across global investment products.

The position combines regulatory work, analytical review and project delivery. You will prepare filings, support business teams and work with automated monitoring, while contributing to longer-term initiatives that embed new and existing rules into the organisation’s processes.

The Role

• Prepare regulatory filings and support attorneys and compliance colleagues on business-facing matters.
• Help business teams understand and adhere to relevant compliance policies.
• Design and review automated compliance-monitoring reports, investigating issues with care and accuracy.
• Respond to live regulatory and operational questions involving investment activity.
• Contribute to longer-term projects that maintain compliance with new and existing regulations.

What We’re Looking For

• A bachelor’s degree or higher with a record of high academic achievement or honors.
• One to four years of post-graduate professional experience.
• Broad-based experience in Internal Audit or process-oriented risk analysis across multiple domains.
• Strong analytical ability and technical proficiency with data analytics or visualization tools such as Power BI, R, or STATA.
• Clear drafting skills, with experience producing formal audit workpapers or detailed regulatory reports.
• Good organisation and project-management capability, with the discipline to progress detailed work reliably.
• A demonstrated record of achievement and a willingness to learn unfamiliar regulatory and business topics.

This role is well-suited for a professional with a background in Internal Audit, risk analysis, or an analytically strong graduate looking to build broad investment-management compliance experience. We are seeking candidates with a versatile, process-oriented approach to risk rather than those with a narrow focus on specific functional niches. Previous experience in accounting, financial operations, or paralegal work is also welcomed.

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