Global Banking & Markets Operations, Regulatory Reporting, Dallas, Associate

Goldman Sachs (lateral); Dallas (TX); Sur place; USD 90 000 - 130 000; Plein temps

Résumé du poste

Goldman Sachs in Dallas is seeking a Regulatory Operations professional to strengthen the firm’s compliance posture and regulatory reporting framework. You will collaborate with multiple stakeholders, develop expertise in North American regulatory regimes, and apply data analytics to improve reporting accuracy and speed.

The role emphasizes risk management, process improvement, and automation through AI‑led insights, with opportunities to contribute to strategic initiatives and cross‑functional

Qualifications

• Bachelor's degree required.
• 2–3 years work experience in financial services desirable.
• Experience in audit, compliance, risk management and operational support preferred.

Responsabilités

• Perform effective risk management in time‑sensitive regulatory reporting.
• Develop expert knowledge of regulatory requirements, processes and systems for non-financial regulatory reporting.
• Analyze data daily and pursue problem resolution while improving processes.
• Investigate and remediate issues with reports and implement control improvements.
• Oversee data integrity and completeness with Engineering and Operations teams.
• Assess impact of new markets, products, restructure changes and new regulations on reports.
• Drive process automation and AI‑led analytics to improve accuracy and scalability.
• Contribute to strategic initiatives with Technology and other stakeholders.
• Collaborate with Legal, Compliance, Technology and business units on change programs.
• Act as risk manager to monitor regulatory adherence and raise awareness.
• Be flexible to support other activities within the group, e.g., daily report production.

Connaissances

Regulatory reporting

Risk management

Data analysis

Process improvement

AI automation

Stakeholder collaboration

Formation

Bachelor's degree

Outils

MS Office

Alteryx

Jira

Description du poste

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, it's all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.

Operations is a dynamic, multi-faceted area that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

We're looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.

OUR IMPACT

Regulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk. From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely


• Develop expert knowledge pertaining to regulatory requirements, processes and systems for a number of non-financial regulatory reporting in North America regimes.


• Perform daily analysis on data and pursue problem resolution while improving processes


• Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements


• Work on controls of data integrity and completeness through work with Engineering and Operations teams


• Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations


• Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.


• Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholders


• Work with Legal, Compliance, Technology, other Operations groups and various Business units on change programs and issue resolution


• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm's adherence to its reporting obligations


• Be flexible to contribute to other activities within the group where necessary, e.g. daily report production

PREFERRED QUALIFICATIONS

We are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team's daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team.

Basic Qualifications

• Bachelor's degree required


• Preferred 2-3 years work experience in the Financial or Business Industry


• Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plans


• Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)


• Analytical thinker with the ability to generate innovative ideas and translate strategy to execution


• Problem solving and documentation skills with an ability to understand complex workflows


• Preferred experience with securities trading flows, regulatory obligations and project/JIRA management


• Candidate must be proactive, enthusiastic and team oriented


• Accuracy, analytical ability and attention to detail


• Effective time management and risk awareness