Global Banking & Markets Operations, Regulatory Reporting, Dallas, Associate Dallas · · Associate

Goldman Sachs; Dallas (TX); Vor Ort; USD 100.000 - 150.000; Vollzeit

Benefits dieser Stelle

Healthcare & Medical Insurance

Financial Wellness & Retirement

Health Services

Zusammenfassung

Goldman Sachs is seeking a Regulatory Operations professional to apply financial market knowledge and deepen expertise in regulatory reform. You will collaborate with multiple stakeholders to improve compliance across obligations and support non-financial regulatory reporting in North America.

The role emphasizes risk management, data analysis, and process improvement through automation. A strong analytical mindset and collaboration with Legal, Compliance, and Technology are essential.

Qualifikationen

• 2-3 years work experience in the Financial or Business Industry
• Proficient in MS Office and data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)
• Analytical thinker with ability to translate strategy to execution
• Experience with regulatory reporting and data workflows is preferred

Aufgaben

• Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely
• Develop expert knowledge pertaining to regulatory requirements, processes and systems for non-financial regulatory reporting in North America regimes
• Perform daily analysis on data and pursue problem resolution while improving processes
• Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements
• Work on controls of data integrity and completeness through collaboration with Engineering and Operations teams
• Provide oversight of impact assessments on these reports for new markets, products, reorganizations, or regulatory changes
• Drive process improvement through automation and AI-led data analytics to enhance accuracy, scalability, and control effectiveness
• Contribute to strategic initiatives from idea creation to implementation with Technology and team stakeholders
• Collaborate with Legal, Compliance, Technology, Operations groups and various Business units on change programs and issue resolution
• Act as a risk manager for the firm through ongoing assessment of regulatory environment and reporting obligations
• Be flexible to contribute to other activities within the group as needed

Kenntnisse

Regulatory reporting

Data analytics

MS Office

Alteryx

AI tools Copilot

Tools

JIRA

Jobbeschreibung

YOUR IMPACT

We’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.

OUR IMPACT

Regulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk. From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely


• Develop expert knowledge pertaining to regulatory requirements, processes and systems for a number of non-financial regulatory reporting in North America regimes.


• Perform daily analysis on data and pursue problem resolution while improving processes


• Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements


• Work on controls of data integrity and completeness through work with Engineering and Operations teams


• Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations


• Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.


• Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholders


• Work with Legal, Compliance, Technology, other Operations groups and various Business units on change programs and issue resolution


• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations


• Be flexible to contribute to other activities within the group where necessary, e.g. daily report production

PREFERRED QUALIFICATIONS

We are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team’s daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team.

Basic Qualifications

• Preferred 2-3 years work experience in the Financial or Business Industry


• Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plans


• Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)


• Analytical thinker with the ability to generate innovative ideas and translate strategy to execution


• Problem solving and documentation skills with an ability to understand complex workflows


• Preferred experience with securities trading flows, regulatory obligations and project/JIRA management


• Candidate must be proactive, enthusiastic and team oriented


• Accuracy, analytical ability and attention to detail


• Effective time management and risk awareness


• Ability to think strategically and contribute to department and division wide initiatives


• Strong written and verbal communication skills


• Proven ability to organize and prioritize workload and drive results


• Ability to learn quickly and adapt to new changes and new challenges


• Control or project management capabilities in design, testing and execution


• Ideally would have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and compliance

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.