GBM - RIA Custody Brokers Ops - Operations - Analyst

Spectraforce Technologies; Salt Lake City (UT); On-site; USD 50,000 - 90,000; Full time

Job summary

An established industry player is seeking a motivated Operations Analyst for their RIA Custody Broker Operations team. This role is crucial for facilitating business growth while ensuring effective risk management and control around investment products. The ideal candidate will thrive in a dynamic environment, showcasing strong analytical and communication skills. You will collaborate with brokerage and servicing experts to enhance client service and identify process improvements. Join a passionate team dedicated to building digital capabilities and supporting a rapidly growing client base in the financial sector.

Qualifications

• Strong interest in financial markets and products.
• Ability to manage competing priorities effectively.

Responsibilities

• Partner with teams to facilitate business growth and manage risks.
• Gain understanding of trade lifecycle and process flows.

Skills

Teamwork

Organizational Skills

Technical Skills

Communication Skills

Risk Management

Analytical Skills

Problem Solving

Education

Bachelor's Degree

Job description

Job Title: GBM - RIA Custody Brokers Ops - Operations - Analyst

Duration: 6 months

Location: Salt Lake City, UT ,84101



Summary

• RIA Custody Broker Operations is seeking a highly motivated individual with excellent teamwork, organizational, technical, communication and risk management skills.


• The ideal candidate should have a strong interest in financial markets and products and be able to operate effectively in a challenging and fast-paced environment.


• You will partner with the business and federation in order to facilitate business growth with a key focus on the risk and control around RIA initiated investment products.


• RIA Custody is a new and growing area of the firm that provides a powerful platform for registered investment advisors to perform diversified investing and portfolio management with significant customization.


• We are a dynamic, entrepreneurial team with a passion for building digital capabilities for our rapidly growing client base.


• Our operations team provides essential risk management and control to preserve and enhance the firm's assets and its reputation.


• For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.


• Gain a comprehensive understanding of the trade lifecycle and process flows of RIA initiated investment products: equities, fixed income, mutual funds, retirement products, etc.


• Partner with a teams of brokerage, execution and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigated.


• Showcase your attention to detail and ability to manage several tasks at once.


• Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability without.


• Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail.


• Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.


• Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills as well as the ability to effectively manage competing priorities.


• Flexible and able to work well under pressure in a team environment.

Preferred Skills

• Prior experience in banking, custody and clearing or similar environment.


• Familiarity with asset servicing, portfolio management and/or clearing operations.


• Operational knowledge of the custody and clearing business model and supported products, process flows, vendors, etc.

Must Haves

• Bachelor's Degree Required.