Fund Compliance & Regulatory Leader

U.S. Bank; Boston (MA); Hybrid; USD 127,000 - 149,000; Full time

Benefits offered by this job

Healthcare (medical, dental, vision)

Life insurance

Disability insurance

Parental leave

401(k)

Paid vacation

Paid holidays

Adoption assistance

Sick leave

Job summary

U.S. Bank seeks a Fund Administration Compliance & Regulatory Manager to lead a team ensuring registered investment companies comply with regulatory requirements and internal policies.

You will oversee regulatory reporting, issue resolution, and audit support while serving as an SME on fund compliance for ETFs, mutual funds, and more. The ideal candidate will have deep knowledge of the Investment Company Act of 1940, SEC reporting, fund governance, and regulatory risk management, plus strong

Qualifications

• Bachelor’s degree in accounting, finance or related field.
• CPA certification or candidacy.
• 10+ years in Mutual Fund Administration or related field (e.g., public accounting).
• 2+ years of supervisory/managerial experience.

Responsibilities

• Lead and manage a team monitoring compliance with regulatory requirements and internal controls.
• Serve as primary contact for compliance-related client inquiries and escalations.
• Interpret SEC rules, Investment Company Act provisions, Subchapter M, and related regs.

Skills

Leadership

Regulatory knowledge

Communication

Education

Bachelor’s degree in accounting/finance/related field

CPA certified or candidate

Tools

Microsoft Office

Job description

U.S. Bank seeks a Fund Administration Compliance & Regulatory Manager to lead a team ensuring registered investment companies comply with regulatory requirements and internal policies.

You will oversee regulatory reporting, issue resolution, and audit support while serving as an SME on fund compliance for ETFs, mutual funds, and more. The ideal candidate will have deep knowledge of the Investment Company Act of 1940, SEC reporting, fund governance, and regulatory risk management, plus strong