Fractional Compliance Lead: DDQ & Governance (Remote)

Venture Equities; New York (NY); Remote; USD 83,000 - 124,000; Part time

Benefits offered by this job

Direct access to the Managing Partner

Templates and process support

Opportunities for equity participation

Job summary

A financial investment firm is seeking a Fractional Compliance Lead to oversee DDQ and governance. This role is initially performance-based, moving to a retainer as work becomes recurrent. Responsibilities include managing diligence responses, governance policies, and AML/KYC workflows. The ideal candidate has significant compliance experience, particularly within private equity, and a strong understanding of regulatory processes. The position requires flexibility with expected hours varying between 3 to 8 hours weekly and comfort communicating under pressure.

Qualifications

• Experience in compliance at a private equity or venture investment platform.
• Comfort building policies from scratch in a founder-led environment.
• Knowledge of vendor oversight and communications controls.

Responsibilities

• Own DDQ readiness and ongoing diligence responses.
• Build and maintain the governance stack and code of ethics.
• Coordinate AML and KYC workflow and investor onboarding processes.

Skills

Experience in compliance, governance, risk, or operations

Strong DDQ experience

Working knowledge of AML and KYC workflows

Clear communicator

Experience coordinating cybersecurity programs

Job description

A financial investment firm is seeking a Fractional Compliance Lead to oversee DDQ and governance. This role is initially performance-based, moving to a retainer as work becomes recurrent. Responsibilities include managing diligence responses, governance policies, and AML/KYC workflows. The ideal candidate has significant compliance experience, particularly within private equity, and a strong understanding of regulatory processes. The position requires flexibility with expected hours varying between 3 to 8 hours weekly and comfort communicating under pressure.