Fixed Income Trading Analyst: Precision, Insight, Impact

LPL Financial LLC; Tempe (AZ); On-site; USD 40,000 - 69,000; Full time

Job summary

LPL Financial Holdings Inc. is seeking a Trading Analyst to review activity in trading inventory accounts and provide regulatory and procedural oversight to the fixed income trading desk. You will work with management and senior analysts in a fast-paced environment to resolve trade issues and ensure timely reporting.

The role emphasizes independent decision-making, strong analytical skills, and collaboration with multiple departments to maintain compliance and operational efficiency.

Qualifications

• Bachelor's degree required.
• Strong knowledge of fixed income products.
• Experience with regulatory reporting and compliance processes.
• Proficiency in Excel, VBA and Smartsheet.
• Analytical and organizational skills with attention to detail.

Responsibilities

• Enter trades that cannot be entered by traders.
• Resolve trade fails and trade rejects.
• Reconcile Fixed Income inventory accounts.
• Prepare and present regulatory report cards to management.
• Review processes for efficiencies and provide recommendations.

Skills

Fixed income

Regulatory reporting

Excel

VBA

Smartsheet

Analytical

Education

Bachelor's degree

Tools

Smartsheet

VBA

Job description

LPL Financial Holdings Inc. is seeking a Trading Analyst to review activity in trading inventory accounts and provide regulatory and procedural oversight to the fixed income trading desk. You will work with management and senior analysts in a fast-paced environment to resolve trade issues and ensure timely reporting.

The role emphasizes independent decision-making, strong analytical skills, and collaboration with multiple departments to maintain compliance and operational efficiency.