Fintech Financial Controls Reporting Analyst

Jobgether SRL; United States; Vor Ort; USD 83.000 - 96.000; Vollzeit

Benefits dieser Stelle

Fully remote work within the United •S

Health insurance options

401(k) plan with company match

Paid vacation and holidays

HSA and FSA options

Zusammenfassung

Jobgether SRL partners to recruit a Fintech Financial Controls Reporting Analyst based in the United States. The role supports an ICFR program in a banking-as-a-service fintech environment, evaluating control gaps, testing procedures, and evidence to ensure financial reporting integrity.

The successful candidate will collaborate with Financial Controls, Risk, Internal Audit, and external fintech partners, translating control gaps into practical testing steps and supporting conclusions.

Qualifikationen

• Strong understanding of internal controls over financial reporting and testing principles.
• Working knowledge of SOX, ICFR, and COSO framework.
• Experience with SOC 1 and SOC 2 reports, CUECs, ITGCs, and business process controls.
• Ability to translate control gaps into practical, risk-based testing procedures.
• Experience in internal control testing including evidence evaluation and workpaper prep.
• Strong analytical and written/verbal communication skills.

Aufgaben

• Obtain and map partner controls relevant to financial reporting within the Partner ICFR Framework.
• Maintain ICFR control inventories and testing documentation.
• Review control gaps and determine testing scope.
• Develop and execute risk-based alternative testing procedures.
• Test identified CUEC gaps and validate coverage where applicable.
• Conduct walkthroughs of controls and evaluate evidence.
• Prepare detailed testing workpapers with results and conclusions.
• Identify deficiencies and escalate to the Fintech Financial Controls Manager.
• Coordinate with Partner Risk and Internal Control testing teams on SOC, ITGC, CUEC matters.
• Communicate progress, exceptions, remediation status, and impacts to management.

Kenntnisse

ICFR testing

SOX/ICFR

COSO framework

ITGC

evidence evaluation

communication

Ausbildung

Bachelor's degree or equivalent

Tools

SOC reports

CUEC assessments

ITGC audit results

Jobbeschreibung

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Fintech Financial Controls Reporting Analyst based in United States.

This role supports a partner-focused Internal Controls over Financial Reporting (ICFR) program within a modern Banking-as-a-Service and fintech environment.

You will evaluate control and assurance gaps, perform targeted alternative testing, and help ensure financial reporting risks are appropriately addressed.

The position combines internal controls expertise, analytical investigation, evidence evaluation, and detailed workpaper documentation.

You will collaborate with Financial Controls, Partner Risk, Internal Audit, testing teams, management, auditors, and external fintech partners.

A key focus will be translating identified control gaps into practical, risk-based testing procedures and supportable conclusions.

The role offers an opportunity to work at the intersection of banking, financial technology, risk management, and regulatory controls.

It is well suited to an experienced controls professional who thrives on detail, sound judgment, and solving complex assurance challenges.

Accountabilities

• Obtain, document, and map partner controls relevant to financial reporting requirements within the established Partner ICFR Framework.

• Maintain partner ICFR control inventories, alternative control testing documentation, gap tracking, and supporting evidence.

• Review identified control and assurance gaps and determine the specific control or control objective requiring targeted testing.

• Develop and execute risk-based alternative testing procedures aligned with approved methodologies and identified financial reporting risks.

• Perform targeted testing of identified Complementary User Entity Control (CUEC) gaps without independently determining CUEC applicability or identifying coverage gaps.

• Conduct walkthroughs of controls being tested to understand their design and operation in practice.

• Obtain and evaluate evidence supporting control design and operating effectiveness, including validating populations and sample selections where applicable.

• Prepare detailed testing workpapers covering the control tested, testing period, population, evidence reviewed, attributes, results, exceptions, resolutions, and preliminary conclusions.

• Identify control deficiencies, missing evidence, testing exceptions, and insufficient support, escalating concerns to the Fintech Financial Controls Manager.

• Track remediation activities and perform follow-up testing as assigned.

• Support management in determining whether targeted testing sufficiently addresses identified control or assurance gaps.

• Coordinate with Partner Risk and Internal Control testing teams on SOC, ITGC, CUEC, transaction, and account-level testing matters.

• Communicate testing progress, exceptions, remediation status, and potential financial reporting impacts to management.

• Assist with management and audit reporting and other control-related activities as requested.

Requirements

• Strong understanding of internal controls over financial reporting and internal control testing principles.

• Working knowledge of SOX, ICFR, and the COSO framework.

• Working knowledge of SOC 1 and SOC 2 reports, CUECs, IT General Controls (ITGCs), and business process controls.

• Ability to translate control or assurance gaps into practical, risk-based testing procedures.

• Experience performing internal control testing, including evidence evaluation, sample-based testing, exception analysis, and workpaper preparation.

• Ability to distinguish between missing controls, missing evidence, incomplete testing, and insufficient audit coverage.

• Strong analytical and problem-solving skills, with the ability to evaluate evidence, identify control issues, assess potential financial reporting impacts, and develop defensible conclusions.

• Strong written and verbal communication skills, with the ability to collaborate effectively with fintech and BaaS partners, Financial Controls, Risk, testing teams, management, and auditors.

• Ability to independently manage multiple control assessments and testing assignments while meeting established deadlines.

• Strong attention to detail and proficiency with Microsoft Excel, Word, Outlook, and related documentation and testing tools.

• Bachelor's degree or an equivalent combination of education and relevant experience.

• 5 years of relevant experience in Internal Controls, SOX/ICFR, Internal Audit, public accounting, financial controls, risk management, or related control-testing functions.

• Experience with business process control testing, alternative control procedures, or other risk-based internal control testing is preferred.

• Experience using SOC reports, CUEC assessments, or ITGC audit results as inputs to internal control testing is preferred.

• Experience in fintech, Banking as a Service, financial services, or banking is preferred.

• Working knowledge of GAAP and financial reporting concepts is advantageous.

• Ability to exercise sound judgment, remain adaptable, communicate clearly, and work collaboratively in a fast-moving environment.

Benefits

• Base salary range of $82,678--$96,457 , with the stated hiring range of $82,678--$89,568; eligible roles may also include a bonus.

• Three medical plan options.

• Health Savings Account (HSA) with eligible medical plans, including employer contributions.

• Flexible Spending Accounts (FSA) for healthcare and dependent-care expenses.

• Dental and vision insurance.

• Company-paid basic life insurance, with additional coverage options.

• Short-term and long-term disability coverage.

• Supplemental Hospital Indemnity, Accident, and Critical Illness insurance options.

• 401(k) retirement plan with company matching.

• Generous paid vacation and sick leave.

• 11 paid holidays annually.

• Fully remote work within the United States.

• Opportunity to work at the intersection of financial controls, fintech, Banking-as-a-Service, and modern financial infrastructure.

• Collaborative environment focused on continuous improvement, sound judgment, flexibility, and professional development.