Financial Controls Reporting Specialist

Jobgether SRL; United States; Remote; USD 83.000 - 96.000; Vollzeit

Benefits dieser Stelle

Fully remote within United States

401(k) matching

Health plan options

HSA options

Dental and vision insurance

Life insurance

Zusammenfassung

Jobgether SRL is seeking a Financial Controls Reporting Specialist based in the United States for a fully remote role. You will evaluate internal controls over financial reporting, translate deficiencies into testing procedures, and collaborate across Risk, Internal Audit, and external partners to strengthen audit readiness.

You will lead targeted control testing, maintain evidence and remediation records, and contribute to SOC, ITGC, and CUEC activities in a fast-moving fintech environment.

Qualifikationen

• Bachelor's degree or equivalent combination of education and experience.
• 5 years of experience in internal controls, SOX/ICFR, internal audit, or related control testing.
• Strong understanding of internal controls over financial reporting and testing methodologies.

Aufgaben

• Document partner controls and map them to the ICFR framework.
• Maintain control inventories, testing docs, evidence repositories, and remediation records.
• Review control and gap evidence to determine testing scope and objectives.
• Develop and execute testing procedures based on approved methodologies.
• Perform targeted testing of CUEC gaps and conduct walkthroughs as needed.
• Evaluate evidence of control design and operating effectiveness and sampling where applicable.
• Prepare detailed workpapers covering testing periods, populations, evidence, and conclusions.
• Identify deficiencies, missing evidence, or testing gaps and escalate as needed.
• Track remediation activities and perform follow-up testing.
• Support the Financial Controls Manager in assessing testing coverage.
• Coordinate with Partner Risk and Internal Control Testing teams on SOC, ITGCs, CUECs, and transaction testing.

Kenntnisse

SOX/ICFR

risk-based testing

analytical judgment

communication skills

internal controls

Ausbildung

Bachelor's degree

Tools

Excel

Word

Outlook

Jobbeschreibung

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Financial Controls Reporting Specialist based in United States.

This is an opportunity to support a critical internal controls over financial reporting program within a fast-moving fintech and banking environment.

The role focuses on evaluating partner controls and performing targeted, risk-based testing when assurance gaps are identified.

You will translate control deficiencies into practical testing procedures, assess evidence, and document clear, supportable conclusions.

Working across Financial Controls, Risk, Internal Audit, and external partners, you will help strengthen financial reporting integrity and audit readiness.

The position offers meaningful exposure to SOC reports, CUECs, ITGCs, SOX/ICFR, and business process controls.

You will operate independently across multiple assessments while collaborating closely with stakeholders and control owners.

This fully remote role is well suited to a detail-oriented controls professional who enjoys analytical work and a dynamic financial services environment.

\

Accountabilities

• Document partner controls relevant to internal controls over financial reporting requirements and map them to the applicable partner ICFR framework.
• Maintain control inventories, testing documentation, evidence repositories, gap trackers, and remediation records.
• Review identified control and assurance gaps and determine the specific control or control objective requiring targeted testing.
• Develop and execute alternative control testing procedures based on approved methodologies and identified financial reporting risks.
• Perform targeted testing of identified Complementary User Entity Control (CUEC) gaps and conduct control walkthroughs when needed to understand design and operating effectiveness.
• Evaluate evidence supporting control design and operating effectiveness, including testing populations and sample selections where applicable.
• Prepare detailed workpapers covering the controls tested, testing periods, populations, evidence reviewed, testing attributes, results, exceptions, remediation, and preliminary conclusions.
• Identify control deficiencies, missing evidence, testing exceptions, or insufficient support and elevate issues appropriately.
• Track remediation activities and perform follow-up testing as assigned.
• Support the Financial Controls Manager in determining whether testing adequately addresses identified control or assurance gaps.
• Coordinate with Partner Risk and Internal Control Testing teams on matters involving SOC reports, ITGCs, CUECs, transaction testing, and account-level testing.
• Communicate testing status, exceptions, remediation progress, and potential financial reporting impacts while supporting management and audit reporting.

Requirements

• Bachelor's degree or an equivalent combination of education and relevant professional experience.
• 5 years of experience in internal controls, SOX/ICFR, internal audit, public accounting, financial controls, risk management, or related control testing.
• Strong understanding of internal controls over financial reporting and control testing methodologies.
• Working knowledge of SOX, ICFR, and the COSO framework.
• Familiarity with SOC 1 and SOC 2 reports, CUECs, IT General Controls, and business process controls.
• Demonstrated ability to translate identified control or assurance gaps into practical, risk-based testing procedures.
• Experience evaluating evidence, performing sample-based testing, analyzing exceptions, and preparing comprehensive testing workpapers.
• Ability to distinguish between missing controls, missing evidence, insufficient testing, and gaps in audit or assurance coverage.
• Strong analytical judgment and the ability to assess control issues, potential financial reporting impacts, and preliminary conclusions.
• Excellent written and verbal communication skills, with the ability to collaborate effectively with fintech or BaaS partners, Risk, Financial Controls, auditors, management, and testing teams.
• Ability to independently manage multiple control assessments and testing assignments while meeting established deadlines.
• Strong attention to detail and proficiency with Microsoft Excel, Word, Outlook, and other documentation and testing tools.
• Experience with business process control testing, alternative control procedures, SOC reports, CUEC assessments, or ITGC audit results is preferred.
• Experience in fintech, Banking-as-a-Service, banking, or financial services is preferred.
• Working knowledge of GAAP and financial reporting concepts is a plus.

Benefits

• Base salary range of $82,678--$96,457 , with the stated hiring range of $82,678--$89,568; eligible roles may also offer a bonus.
• Fully remote work within the United States.
• Three medical plan options designed to accommodate different healthcare needs and preferences.
• Health Savings Account (HSA) options with eligible medical plans, including employer contributions.
• Flexible Spending Accounts (FSA) for healthcare and dependent care expenses.
• Dental and vision insurance.
• Company-paid basic life insurance, with additional coverage options for employees and dependents.
• Short-term and long-term disability coverage.
• Supplemental hospital indemnity, accident, and critical illness insurance.
• 401(k) retirement plan with company matching.
• Generous paid time off, including vacation and sick leave.
• 11 paid holidays annually.
• A collaborative, flexible environment that values continuous improvement, sound judgment, adaptability, and professional development.
• An equal-opportunity workplace committed to inclusion, respect, and decisions based on qualifications and business needs.

\