Fintech Brokerage Operations Analyst

Third Party Technologies Inc.; Portland (OR); On-site; USD 50,000 - 65,000; Full time

Benefits offered by this job

Innovative investment products

Job summary

Third Party Technologies Inc. is seeking an entry-level Brokerage Operations Associate to support our broker-dealer subsidiary, Third Party Trade LLC, in Portland, Oregon. This role involves monitoring trade activities, ensuring compliance, and interfacing with clients and clearing firms.

The ideal candidate should have 1-3 years of finance or brokerage experience, effective communication skills, and a willingness to learn. This is a fantastic opportunity to work with a team dedicated to democratizing financial services through innovative solutions.

Qualifications

• 1-3 years of finance/brokerage experience.
• Ability to quickly learn proprietary web-based account services applications.
• Effective verbal and written communication skills.

Responsibilities

• Monitor and review daily reports using AML/KYC/CIP procedures.
• Review corporate actions, resolve trade errors, and manage suspense positions.
• Interface with clearing firm to review trade reports and open new accounts.
• Provide client support and manage financial compliance notices.

Job description

Third Party Technologies Inc. is seeking an entry-level Brokerage Operations Associate to support our broker-dealer subsidiary, Third Party Trade LLC, in Portland, Oregon. This role involves monitoring trade activities, ensuring compliance, and interfacing with clients and clearing firms.

The ideal candidate should have 1-3 years of finance or brokerage experience, effective communication skills, and a willingness to learn. This is a fantastic opportunity to work with a team dedicated to democratizing financial services through innovative solutions.