FINRA/SEC Partner — NYC, Uncapped Commissions & Autonomy

Jobot; New York (NY); On-site; USD 500,000 - 1,000,000; Full time

Benefits offered by this job

Entrepreneurial environment

Platform support

Uncapped commissions

Maintain autonomy

Job summary

Jobot is confidentially seeking a FINRA/SEC Partner to join a well-established, entrepreneurial firm in New York City. The opportunity offers a permanent, on-site role with a $500k–$1,000k annual compensation and uncapped commissions.

The candidate should bring $750k+ in portable business and a substantial practice focused on FINRA, SEC, securities regulation, and/or financial services, along with strong relationships with securities clients and a proven BD track record.

Qualifications

• FINRA/SEC experience in securities regulation required.
• Proven ability to develop and retain clients and secure new opportunities.
• Strong relationships with broker-dealers, investment advisers, financial institutions, and other securities clients.

Skills

FINRA/SEC experience

Business development

Relationship management

Securities regulation

Job description

Jobot is confidentially seeking a FINRA/SEC Partner to join a well-established, entrepreneurial firm in New York City. The opportunity offers a permanent, on-site role with a $500k–$1,000k annual compensation and uncapped commissions.

The candidate should bring $750k+ in portable business and a substantial practice focused on FINRA, SEC, securities regulation, and/or financial services, along with strong relationships with securities clients and a proven BD track record.