Financial Services Associate: Asset Management & Regulation

KingRecruitingServices; Philadelphia (Philadelphia County); Hybride; USD 234 000 - 286 000; Plein temps

Avantages offerts par ce poste

Health benefits

401(k) plan

PTO

Parental leave

Relocation allowance

Professional development

Résumé du poste

KingRecruitingServices is assisting a global AmLaw 50 law firm in recruiting an Associate Attorney for its Financial Services practice. The role supports asset managers, investment advisers, broker-dealers, and investment funds on regulatory matters, fund formation, and enforcement issues in a hybrid US-based setting.

The position requires a JD from a top-tier law school, active bar admission in a relevant jurisdiction, and 3–7 years of experience in financial services or securities law.

Qualifications

• Active Bar Admission in relevant jurisdiction, in good standing.
• 3–7 years of substantive experience in financial services, investment management or securities law.
• Experience advising asset managers, investment funds, and financial services firms on regulatory and compliance matters.

Responsabilités

• Advise asset managers, investment advisers, broker-dealers, and funds on federal securities and financial services regulatory matters.
• Counsel clients on fund formation, registration, compliance, and ongoing regulatory obligations.
• Assist clients with regulatory examinations, investigations, and enforcement matters.
• Provide guidance on broker-dealer and commodities regulation and on blockchain/digital assets issues.
• Work with cross-border regulatory issues impacting global asset management operations.
• Collaborate with cross-functional teams to deliver strategic, business-oriented legal solutions.

Connaissances

Regulatory compliance

Securities law

Communication skills

Analytical ability

Organizational skills

Formation

JD from top-tier law school

Description du poste

KingRecruitingServices is assisting a global AmLaw 50 law firm in recruiting an Associate Attorney for its Financial Services practice. The role supports asset managers, investment advisers, broker-dealers, and investment funds on regulatory matters, fund formation, and enforcement issues in a hybrid US-based setting.

The position requires a JD from a top-tier law school, active bar admission in a relevant jurisdiction, and 3–7 years of experience in financial services or securities law.