Financial Services Associate

BCG Attorney Search; Charlotte (NC); On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

Comprehensive health insurance

Retirement savings plan

Professional development opportunities

Job summary

BCG Attorney Search in Charlotte seeks a Financial Services Associate with 3–7 years of experience and a strong understanding of federal securities laws to advise a diverse range of financial services clients.

The role involves advising on fund structures, regulatory matters, and cross-border registrations, including broker-dealer issues and digital asset matters.

Qualifications

• 3–7 years of relevant experience.
• Knowledge of the Investment Company Act and/or Investment Advisers Act.
• Experience with funds, ETFs, interval funds, or digital assets is a plus.

Responsibilities

• Advise on fund structures and regulatory matters.
• Handle cross-border registration and regulatory examinations.
• Engage in broker-dealer matters and digital asset issues.

Skills

Communication

Analytical

Organizational skills

Education

Juris Doctor (JD)

Job description

Job Overview

A law firm seeks a Financial Services Associate in Charlotte to join their Financial Services group. The ideal candidate will have 3 to 7 years of experience and a strong understanding of federal securities laws, advising a diverse range of financial services clients.

Duties

Advise on fund structures and regulatory matters. Handle cross-border registration and regulatory examinations. Engage in broker-dealer matters and digital asset issues.

Requirements

3 to 7 years of relevant experience. Knowledge of the Investment Company Act and/or Investment Advisers Act. Experience with exchange-traded funds, interval funds, or digital assets is a plus. Large law firm, in-house, or regulatory agency experience preferred.

Education

Juris Doctor (JD) degree required.

Certifications

Bar admission in good standing.

Skills

Strong communication, analytical, and organizational skills.

Benefits

Comprehensive health insurance. Retirement savings plan. Professional development opportunities.