Financial Reporting Manager

Liberty Personnel Services, Inc.

New York (NY)

On-site

USD 100,000 - 130,000

Full time

14 days+

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Job summary

A financial trading firm located on Wall Street is seeking an experienced Financial Reporting Manager. The ideal candidate will be a CPA with over six years of progressive accounting experience, particularly in the Broker-Dealer sector. Responsibilities include overseeing financial reporting, ensuring compliance with regulatory requirements, and managing the general ledger and accounting operations. Exceptional analytical skills, attention to detail, and leadership abilities are essential. This role offers a competitive salary and a dynamic work environment.

Qualifications

Minimum of 6 years of experience in accounting or finance.
At least 3 years in a leadership or managerial role.
Active and unrestricted CPA license is mandatory.
Experience working with or for a registered Broker-Dealer.

Responsibilities

Oversee financial statement preparation in accordance with US GAAP.
Manage compliance with SEC and FINRA regulatory reporting.
Direct all accounting operations including accounts payable and receivable.
Coordinate annual budget processes and perform financial forecasting.
Establish and enforce internal controls for financial integrity.

Skills

US GAAP expertise

SEC and FINRA regulations knowledge

Leadership and management skills

Attention to detail

Analytical skills

Communication skills

Education

Bachelor's degree in Accounting or Finance

Master's degree (preferred)

Tools

Financial accounting software

Microsoft Excel

Job description

Financial Reporting Manager

Job Description - Wall Street Financial Trading Firm

Overview

We are seeking an experienced and highly skilled Financial Reporting Manager to join our fast‑paced financial trading firm located on Wall Street. The ideal candidate will be a CPA with a minimum of six years of progressive accounting experience, demonstrating strong leadership and technical expertise, particularly within the Broker-Dealer sector. This role is critical in overseeing all accounting functions, financial reporting, and ensuring compliance with regulatory requirements.

Key Responsibilities

Financial Reporting: Oversee the preparation and timely completion of accurate monthly, quarterly, and annual financial statements in accordance with US GAAP and firm‑specific requirements.
Regulatory Compliance (Broker‑Dealer Focus): Manage and ensure compliance with all SEC, FINRA, and other regulatory reporting requirements, including the preparation of FOCUS Reports and supporting schedules (e.g., Net Capital, Customer Protection Rule 15c3‑3 computations).
General Ledger Management: Direct the general ledger and all accounting operations, including accounts payable, accounts receivable, payroll, and fixed asset management.
Budgeting and Forecasting: Coordinate the annual budget process and perform ongoing financial forecasting, variance analysis, and operational performance reporting.
Internal Controls: Establish, monitor, and enforce internal controls to ensure the integrity of the firm’s financial data and safeguard assets.

Qualifications

Experience: Minimum of 6 years of progressive experience in accounting or finance, with at least 3 years in a leadership or managerial role.
License: Active and unrestricted Certified Public Accountant (CPA) license is mandatory.
Industry Expertise: Mandatory experience working with or for a registered Broker‑Dealer. Deep understanding of financial products traded (equities, fixed income, derivatives, etc.) and related accounting principles.
Technical Skills: Expert knowledge of US GAAP and SEC/FINRA regulations; proficiency in financial accounting software and advanced Microsoft Excel skills.
Soft Skills: Exceptional attention to detail, strong analytical and problem‑solving abilities, excellent written and verbal communication skills, and the proven ability to lead and manage a team under strict deadlines.