Financial Regulatory Counsel – Securities & Derivatives

Bloomberg

New York (NY)

On-site

USD 200,000 - 255,000

Full time

14 days+

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Job summary

Bloomberg in New York seeks a Financial Regulatory Counsel to support global electronic trading and related services. You will advise on securities and derivatives regulation, draft and negotiate regulatory responses, and help ensure regulatory compliance across jurisdictions. This role is based in New York.

You will collaborate with senior business leaders, risk, negotiations and compliance teams to provide practical legal advice in a fast-paced, technology-driven environment.

Qualifications

  • 7+ years at a top-tier international law firm or in-house legal department focused on financial regulatory matters
  • Expertise in securities/derivatives regulations
  • Knowledge of regulatory issues relevant to SEC-registered broker-dealers and regulated trading infrastructure
  • Strong communication, presentation and negotiation skills in an open office environment
  • Ability to thrive in a diverse and fast-paced team environment

Responsibilities

  • Provide advice and help ensure regulated businesses comply with their regulatory and commercial obligations
  • Provide legal support and advice to internal stakeholders including business, operations, compliance, risk and sales and marketing
  • Help draft and negotiate agreements and regulatory responses
  • Develop knowledge of securities and derivatives regulation globally to complement a high-performing legal team with a broad portfolio of regulatory issues
  • Thrive in collaborating with colleagues to deliver first-class advice and execution to Bloomberg

Skills

Securities regulation
Derivatives regulation
Regulatory compliance
Negotiation
Communication

Job description

Bloomberg in New York seeks a Financial Regulatory Counsel to support global electronic trading and related services. You will advise on securities and derivatives regulation, draft and negotiate regulatory responses, and help ensure regulatory compliance across jurisdictions. This role is based in New York.

You will collaborate with senior business leaders, risk, negotiations and compliance teams to provide practical legal advice in a fast-paced, technology-driven environment.

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